Dennis Capriglione currently serves as Senior Counsel in the Wells Fargo Legal Department, Litigation, Regulatory Enforcement and Investigations Division. He previously served as a Senior Compliance Manager for the Sales Practice Group within the Complaints Resolution Group at Wells Fargo Advisors. Prior to joining Wells Fargo he was an Associate General Counsel at Edward Jones where he managed litigation and directly represented both the firm and its employees in FINRA arbitrations and regulatory matters. He was formerly employed by A.G. Edwards/Wachovia as Senior Litigation Counsel, and by Metlife/Walnut Street Securities as Counsel. He worked for a number of years in private practice before becoming in-house counsel. He has also served as both a FINRA arbitrator and mediator.
Mr. Capriglione is a past President of the Bar Association of Metropolitan St. Louis and the St. Louis Bar Foundation. He also served in the ABA House of Delegates and on the Missouri Bar Board of Governors. He has been a CLE presenter for the American Bar Association, Missouri Bar Association, and the Bar Association of Metropolitan St. Louis.