C&M DEVELOPERS,
INC. v. BEDMINSTER TOWNSHIP
ZONING HEARING BOARD
SUPREME COURT OF
PENNSYLVANIA
820 A.2d 143
(2002)
BEFORE: Zappala, CJ; Cappy,
Castille, Nigro, Newman, Saylor, Eakin, JJ. MR. JUSTICE NIGRO.
OPINION OF THE
COURT
MR. JUSTICE
NIGRO
Appellant C&M Developers, Inc. appeals from
the order of the Commonwealth Court affirming the Court of Common Pleas of Bucks
County's order sustaining the amended Zoning Ordinance of Bedminster Township
("Township") against Appellant's challenges. We reverse.
On February 14, 1996, the Township Board of
Supervisors ("Board") enacted Resolution 96-02 pursuant to Section 609.2 of the
Pennsylvania Municipalities Planning Code ("MPC"), n1 53 P.S. §
10609.2. n2 Resolution 96-02 declared the Township's Zoning Ordinance
invalid based on its failure "to provide for cluster housing options or to
designate sufficient areas for mixed use developments, and because the lot sizes
set forth ... may not all [*2] be legally justified." R.R. 2364a.
Therefore, the Board directed the Township Planning Commission ("Commission") to
amend the ordinance in order "to cure the alleged invalidity."
Id.
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n1 Act of July 31, 1968, P.L. 805, as amended,
53 P.S. § § 10101 - 11201.
n2 Section 609.2 provides:
If a municipality determines that its zoning
ordinance or any portion thereof it substantially invalid, it shall take the
following actions:
(1) A municipality shall declare by formal action,
its zoning ordinance or portions thereof substantially invalid and propose to
prepare a curative amendment to overcome such invalidity.
. . . .
(2) Within 180 days from the date of the
declaration and proposal, the municipality shall enact a curative amendment to
validate, or reaffirm the validity of, its zoning ordinance pursuant to the
provisions required by section 609 in order to cure the declared invalidity of
the zoning ordinance.
(3) Upon the initiation of the procedures, as set
forth in clause (1), the governing body shall not be required to entertain or
consider any landowner's curative amendment filed under section 609.1.
53 P.S. §
10609.2.
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On August 12, 1996, the Board amended the
Township's Zoning Ordinance. n3 The amended Zoning Ordinance (the "Ordinance")
declares that "the objective of Bedminster Township [is] to preserve prime
agriculture and farmland and to provide for the orderly development of the
Community." R.R. 2561a. To that end, the Ordinance establishes an Agricultural
Preservation ("AP") District, which covers approximately ninety percent of the
Township, n4 and in which landowners must take measures to protect and preserve
a portion of their land for agricultural purposes. n5 To accommodate this new AP
District, the Ordinance also eliminates two residentially zoned districts, which
had allowed for the development of single-family detached dwellings on lots of
80,000 square feet, and a scenic district, which had allowed for the development
of single-family detached dwellings on two-acre minimum lots. See R.R. 179a,
273a. The Ordinance, however, then provides for the expansion of the R-3
Residential District to include approximately 254 additional acres, 228 of which
would be available for development, as a means of accommodating future needs for
the development of single-family, multi-family, and [*4] mobile homes
within the Township. R.R. 2472a, 2477a. n6
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n3 The document containing the Commission's
proposed changes to the Township's Zoning Ordinance was entitled Ordinance 118.
The Board adopted Ordinance 118, and thus, the Township's Zoning Ordinance was
amended in accordance with Ordinance 118.
On the same date that the Zoning Ordinance was
amended, the Board also adopted an updated version of the Township Comprehensive
Plan, which was also prepared by the Commission and explains the zoning changes
made in the amended Zoning Ordinance. The Plan provides a detailed description
of the present characteristics of the Township and explains what the Township's
goals are for the future. In the Plan, the Commission states that the Plan was
changed in order to accomplish the following two primary goals:
1) to retain the agricultural and rural character
of Bedminster Township - created by rolling farmland, steep slopes, meandering
streams and woodland, and a wealth of historic structures; and 2) to provide for
the township's fair share of residential and nonresidential
growth.
Township Comprehensive Plan
1996, R.R. 2409a. [*5]
n4 The Township has a total of 19,303 acres. R.R.
2433a. Thus, the AP District comprises approximately 17,373 acres.
n5 The Township Comprehensive Plan explains that
the area encompassing the AP District was established as follows:
This category encompasses those areas identified
in the survey work for this plan as farmland, areas with natural features
limitations and vacant land composed of no more than 20 acres. The Agricultural
Preservation Area is situated away from public facilities and consists of large
farm holdings, a concentration of properties covenanted under Act 319 as well as
the township's Agricultural Security Area. Specific farmland policies are
recommended for this area so that preservation techniques can be developed to
protect the agricultural land base.
R.R. 2412a.
n6 In the Township Comprehensive Plan, the
Commission states that based on projections of the Township's future growth, the
size and state of the R-3 Residential District under the invalid Zoning
Ordinance was large enough to accommodate the Township's needs for future
housing until the year 2010. R.R. 2413a, 2472a. Nevertheless, the Commission
concluded that because, under the invalid zoning ordinance, there was only a
small percentage of land permitted specifically for multi-family development in
the R-3 District, the R-3 District should be expanded to allow for such
development. R.R. 2472a.
Considering this addition of land to the R-3
District, the ZHB found that 524.29 acres would be available for development in
the district and that a total of 1,692 units could be built on that land. ZHB
Decision, at 13.
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In the AP District, a landowner's ability to
subdivide or develop his tract of land is restricted based on the size of the
tract at the time of the amended Zoning Ordinance's adoption. A landowner of a
tract of land containing ten acres or less may, without restriction, subdivide
and develop his land into lots of 80,000 square feet. On the other hand, a
landowner of a tract containing more than ten acres cannot subdivide or develop
his land until he performs an analysis of the soil on the tract. Pursuant to the
analysis, the landowner must identify those portions of the tract that qualify
as prime farmland, farmland of statewide importance, and farmland of local
importance. n7 The landowner must then set aside for agricultural uses and not
develop or subdivide sixty percent of the tract that qualifies as prime farmland
and fifty percent of the tract that qualifies as farmland of statewide
importance and/or farmland of local importance ("non-buildable site area"). n8
On that portion of land available for development ("buildable-site area"), the
landowner may only develop single-family residences on lots containing at least
one contiguous acre, i.e., 43,560 square feet. No portion [*7] of the
one-acre lot may include watercourses, floodplains, floodplain soils, wetlands,
lakes, or ponds. n9 Moreover, in developing a residence on a lot, a landowner
must allow for a contiguous building envelope of 10,000 square feet around the
residence and within the lot's borders in order to provide a sufficient area for
the possible addition of a driveway, patio, yard, or other alterations.
n10
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n7 These categories are based on the soil
classifications compiled by the Soil Conservation Service of the United States
Department of Agriculture. Prime farmland is defined in the amended Zoning
Ordinance as land consisting of Class I and some Class II type soils and the
"land best suited for producing food, feed, forage, fiber and oilseed crops, and
also available for these uses." Ord. 118, Art. II, § 216(a), R.R. 2563a.
Farmland of statewide importance is defined as land containing Class III type
soils and those Class II soils that do not qualify as prime farmland. Ord. 118,
Art. II, § 216(b), R.R. 2563a. Farmland of local importance is defined as
land containing Class IV type soils and soils selected by Bucks County as
important for the production of food, feed, fiber, forage, and oilseed crops.
Ord. 118, Art. II, § 216(c), R.R. 2564a. In the Township, 4.3% of the land
is prime farmland, 66.3% is land of statewide importance, and 11% is land of
local importance. ZHB Decision, 10/18/99, at 8. [*8]
n8 The set aside area must consist of a contiguous
area that shall not be less than 300 feet in length, width, or any other
dimension. Moreover, there must be a buffer zone in between the agricultural
area and residential lots. Ord. 118, Art. III, § 408(C), R.R. 2571-
72a.
The amended Zoning Ordinance also provides that a
landowner may make any one of the following arrangements for the non-buildable
site area: "1) fee-simple dedication to the Township, which the Township may
refuse; 2) transfer to a private conservation organization that will continue to
make the land available for agricultural activities; 3) transfer to [a private
individual or organization] with the agreement that the land is intended for
agricultural activities and/or protecting natural resources and shall not be
subdivided or developed; and 4) [transfer to] a homeowners association, which
shall be encouraged to make the area available for an agricultural enterprise."
Commw. Ct. Op., 4/20/01, at 3-4; Ord. 118, Art. VI, § 626(2), R.R.
2581a.
n9 However, twenty percent of the lot may contain
areas of wetland margins or lake and pond shorelines. Additionally, woodlands,
steep slopes, farmland and agricultural soils that are not part of the
non-buildable site area may be included in the one-acre lot. Ord. 118, Art. IV,
§ 408(B)(2)(d), R.R. 2570a. [*9]
n10 "The building envelope shall not include the
area of any required setbacks, (except for driveways which would cross yards),
buffer yards, natural features with one hundred (100) percent protection
standard and the portion of those natural features that may not be developed or
intruded upon as specified in Section 602 Environmental Performance Standards."
Ord. 118, Art. II, § 208(a), R.R. 2563a.
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Prior to the Board's adoption of Resolution 96-02
declaring the Township's existing Zoning Ordinance invalid and directing the
Commission to amend the ordinance, Appellant entered into sales agreements with
several landowners to purchase five tracts of land, containing a total of 199.9
acres in the Township. n11 On the 199.9 acres, Appellant planned to create two
separate planned residential developments named Pennland Farms East and Pennland
Farms West. n12 Appellant intended to develop 210 single-family homes in
Pennland Farms East and 251 single-family homes in Pennland Farms West. n13
However, as a result of the zoning changes effected by the amended Zoning
Ordinance, Appellant is now foreclosed [*10] from developing the 199.9
acres as planned. All of the 199.9 acres equitably owned by Appellant are
included in the Township's AP District, and according to Appellant, because of
the limitations on development in the AP District, it may only develop 25
single-family homes in the area it planned to call Pennland Farms East and 32
single- family homes in the area it planned to call Pennland Farms
West.
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n11 According to the record, Appellant remains the
equitable owner of the 199.9 acres.
n12 Pennland Farms West has a base site of 131.5
acres, 26.2 of which contains floodplains, floodplain soils, wetlands, lakes,
and ponds, while Pennland Farms East has a base site of 79.2 acres, 4.1 of which
contains floodplains, floodplain soils, wetlands, lakes and ponds. R.R.
2781a-84a.
n13 Appellant planned to build single-family homes
on 10,000 square foot lots, resulting in a density of approximately 2.6 units
per acre. R.R. 878a-82a.
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On August 20, 1996, Appellant filed a substantive
challenge with the Township [*11] Zoning Hearing Board ("ZHB") regarding
the validity of the amended Zoning Ordinance. Appellant argued that the
provisions in the Ordinance requiring that a landowner of a tract containing
more than ten acres in the AP District set aside and perpetually restrict from
development between fifty and sixty percent of his tract were unreasonable and
therefore, should be declared invalid. In addition, Appellant claimed that the
provisions in the Ordinance restricting the degree of development on the
buildable site area were unreasonable and therefore, should also be deemed
invalid. Between September 16, 1996 and September 20, 1999, the ZHB held a
series of 29 hearings regarding Appellant's challenge. Throughout the hearings,
the Board asserted that the Ordinance was valid. However, a month prior to the
conclusion of those hearings, the Board, pursuant to its authority under Section
609.2 of the MPC, adopted Resolution 99-07, in which it questioned the validity
of the Ordinance. In Resolution 99-07, the Board stated that it had resolved
that:
1. The Bedminster Township Zoning Ordinance, as
amended, may be substantively invalid.
2. The possibly invalidity of the Zoning Ordinance
consists [*12] of an inconsistency in various agricultural uses which are
permitted in the AP Zoning District, the impact of the Table of Dimensional
Requirements and the Environmental Performance Standards of the Ordinance
throughout the various zoning districts, and the possible lack of available land
for those zoning purposes set forth at Section 604(3), (4), and (5) of the
Municipalities Planning Code.
3. The Bedminster Township Planning Commission is
hereby directed to prepare and consider a curative amendment amending the
Bedminster Township Zoning Ordinance so as to cure the declared potential
invalidity.
Resolution 99-07 (emphasis
added), R.R. 2812a-13a.
On October 18, 1999, the ZHB issued a decision
denying Appellant's challenge to the Ordinance. The ZHB found that the evidence
admitted during the hearings established that there is a viable agricultural
industry in the Township and that the Township had a legitimate interest in
preserving its agricultural lands, which was expressed by the Township in its
Comprehensive Plan. The ZHB then concluded that the regulations in the Ordinance
limiting development in the AP District were a reasonable means of accomplishing
the Township's interest [*13] in preserving its agricultural lands. n14
Accordingly, the ZHB determined that Appellant had failed to meet its burden of
establishing that the Ordinance was constitutionally invalid. The ZHB also noted
that in making its decision to sustain the Ordinance, it did not place any
weight on the Board's adoption of Resolution 129, because the Resolution did not
definitively declare the Ordinance invalid. On appeal, both the trial court and
Commonwealth Court affirmed the ZHB's decision. Appellant appealed from the
Commonwealth Court's decision to this Court and we granted
allocatur.
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n14 The ZHB acknowledged that the restrictions in
the Ordinance made it economically unprofitable for Appellant to develop the
199.9 acres. Nevertheless, the ZHB found that the Ordinance need not be drafted
in order to further developers' desires to make a maximum profit from
development in the Township. ZHB Decision, 10/18/99, at 21.
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In its appeal, Appellant contends that after
taking into account the Ordinance's requirement that a landowner [*14] of
a tract containing more than ten acres of land in the AP District set aside and
permanently restrict from development at least fifty percent of his land, its
requirement that a landowner only build residences on the buildable area of his
tract on lots that are a minimum size of one acre (which, in turn, may not
contain watercourses, floodplains, etc.), and its requirement that a landowner
include a building envelope of 10,000 square feet surrounding each residence,
the Ordinance limits a typical landowner of a tract greater than ten acres
located in the AP District to developing approximately one single-family home
per approximately every three acres, i.e., a density limitation of one unit per
every three acres. Appellant then argues that this is an unreasonably low
density limitation and such a limitation cannot be sustained unless the Township
demonstrates that the limitation is supported by an extraordinary public
interest justification. According to Appellant, such a rule is mandated by this
Court's decision in Concord Twp. Appeal, 439 Pa. 466, 268 A.2d 765 (Pa.
1970), as well as a series of decisions by the Commonwealth Court, namely,
Martin v. Twp. of Millcreek, 50 Pa. Commw. 249, 413 A.2d 764 (Pa. Commw.
1980), [*15] Mill Valley Assoc. v. Zoning Hearing Bd. of
Tredyffrin Twp., 126 Pa. Commw. 340, 559 A.2d 985 (Pa. Commw. 1989),
Berman v. Bd. of Commissioners of Twp. of Lower Merion, 147 Pa. Commw. 405,
608 A.2d 585 (Pa. Commw. 1992), and Reimer v. Bd. of Supervisors of Upper
Mount Bethel Twp., 150 Pa. Commw. 323, 615 A.2d 938 (Pa. Commw. 1992). We
disagree, however, that an extraordinary justification standard is applicable
here.
In reviewing the decision of a zoning hearing
board where the trial court has not taken any additional evidence, as in the
instant case, appellate review is limited to determining whether the board
abused its discretion or committed a legal error. Crown Communications
v. Zoning Hearing Bd. of Pittsburgh, 550 Pa. 266, 705 A.2d 427, 430 (Pa.
1997). Property owners have a constitutionally protected right to enjoy
their property. U.S. Const. amends. V, XIV; Pa. Const. art. 1, § 1;
Cleaver v. Bd. of Adjustment, 414 Pa. 367, 200 A.2d 408, 411 (Pa. 1964).
That right, however, may be reasonably limited by zoning ordinances that are
enacted by municipalities pursuant to their police power, i.e., governmental
[*16] action taken to protect or preserve the public health, safety,
morality, and welfare. Cleaver, 200 A.2d at 411-12 ("it is well
settled that [the] Constitutionally ordained right of property is and must be
subject and subordinated to the Supreme Power of Government -- generally known
as the Police Power -- to regulate or prohibit an owner's use of his property").
Where there is a particular public health, safety, morality, or welfare interest
in a community, the municipality may utilize zoning measures that are
substantially related to the protection and preservation of such an
interest. National Land and Investment Co. v. Easttown Twp. Bd. of
Adjustment, 419 Pa. 504, 215 A.2d 597, 607 (Pa. 1966); see also 53 P.S.
§ 10603(a) (zoning ordinance should reflect the needs of the citizens
and the suitability and specific nature of particular parts of the
municipality).
Under the traditional standard applied when
determining the validity of zoning ordinances, a zoning ordinance must be
presumed constitutionally valid unless a challenging party shows that it is
unreasonable, arbitrary, or not substantially related to the police [*17]
power interest that the ordinance purports to serve. Euclid v.
Ambler Co., 272 U.S. 365, 71 L. Ed. 303, 47 S. Ct. 114, 4 Ohio Law Abs. 816
(1926); BAC, Inc. v. Bd. of Supervisors of Millcreek Twp., 534 Pa. 381,
633 A.2d 144, 146-47 (Pa. 1993); Hopewell Twp. Bd. of Supervisors
v. Golla, 499 Pa. 246, 452 A.2d 1337, 1341-42 (Pa. 1982); National Land
and Investment Co., 215 A.2d at 607; Schubach v. Silver, 461 Pa. 366, 336
A.2d 328, 335 (Pa. 1975); see also Cleaver, 200 A.2d at
412; Bilbar Construction Co. v. Bd. of Adjustment of Easttown Twp., 393
Pa. 62, 141 A.2d 851, 855, 49 Mun. L Rep. 324-56 (Pa. 1958). Among other
reasons, an ordinance will be found to be unreasonable and not substantially
related to a police power purpose if it is shown to be unduly restrictive or
exclusionary. See National Land and Investment Co., 215 A.2d at
612 (an ordinance that has an exclusionary result or purpose cannot be
substantially related to the general welfare); Hopewell Twp., 452 A.2d at
1343; see also Surrick v. Zoning Hearing Bd. of Twp. of Upper
Providence, 476 Pa. 182, 382 A.2d 105, 108 (Pa. 1978). [*18]
Similarly, an ordinance will be deemed to be arbitrary where it is shown
that it results in disparate treatment of similar landowners without a
reasonable basis for such disparate treatment. Hopewell Twp., 452 A.2d
at 1343-44. Moreover, in reviewing an ordinance to determine its validity,
courts must generally employ a "substantive due process inquiry, involving a
balancing of landowners' rights against the public interest sought to be
protected by an exercise of the police power." Hopewell Twp., 452 A.2d at
1342. As explained further by this Court in Hopewell Twp., [Courts] must
engage in a meaningful inquiry into the reasonableness of the restriction on
land use in light of the deprivation of landowner's freedom thereby incurred. A
conclusion that an ordinance is valid necessitates a determination that the
public purpose served [by the ordinance] adequately outweighs the landowner's
right to do as he sees fit with his property, so as to satisfy the requirements
of due process.
Id.
In Concord Twp. Appeal, the primary case on which
Appellant relies in arguing that an extraordinary justification standard rather
than the traditional [*19] standard is applicable here, this Court
reviewed the validity of Concord Township's zoning ordinance requiring that
homes be built on a minimum lot size of two acres if the land bordered a roadway
and a minimum lot size of three acres if the land did not border a roadway. In
an Opinion Announcing the Judgment of the Court, n15 Justice Roberts noted that
while minimum lot size requirements may be justified in certain circumstances,
"at some point along the spectrum . . . the size of lots ceases to be a concern
requiring public regulation and becomes simply a matter of private preference."
268 A.2d at 766 (citing National Land and Investment Co., 215 A.2d at
608). Justice Roberts implied that when minimum lot size requirements are
too large, they merely become a means to accomplish an improper exclusionary
purpose or result. Id. Justice Roberts then observed that because "a house can
fit quite comfortably on a one acre lot without being the least bit cramped,"
minimum lot sizes of two acres or more are "a great deal larger than what should
be considered as a necessary size for the building of a house and are therefore,
not the proper subjects of public [*20] regulation." Id. 268 A.2d at
767. Given these observations, Justice Roberts concluded that a zoning
ordinance with a minimum lot size restriction of two acres or more is
unreasonable and invalid unless the municipality that enacted the regulation can
show that it is supported by an extraordinary justification. Id. Applying this
standard to the case before him, Justice Roberts determined that because Concord
Township could not show that the minimum lot size requirements in its zoning
ordinance were supported by an extraordinary justification, Concord Township's
zoning ordinance was invalid. n16 Id. 268 A.2d at 770.
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n15 This Opinion was authored by Justice Roberts,
and joined by Justices Eagen and O'Brien.
n16 Concord Township argued that the minimum lot
size restrictions in its zoning ordinance were necessary to ensure proper sewage
disposal in the Township. Justice Roberts determined, however, that the minimum
lot size restrictions could not be supported by the Township's concerns for
sewage disposal because the Township could regulate sewage disposal by less
restrictive means. Id. 268 A.2d at 767-68,
770.
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As Appellant points out, the Commonwealth Court
has treated Justice Roberts' endorsement of an extraordinary justification
standard as a holding of this Court. However, Concord Twp. Appeal has never been
binding precedent on the Commonwealth Court because four of the seven Justices
did not join Justice Roberts' lead opinion. Chief Justice Bell filed a
concurring opinion, in which he agreed with the lead opinion that Concord
Township's zoning ordinance was invalid, but did so on the ground that the
ordinance was not substantially related to a police power purpose, rather than
on the ground that the Township had not met the newly-formulated extraordinary
justification standard. Id. 268 A.2d at 771-72. Justice Jones filed
a dissenting opinion, in which he explicitly rejected the new standard. In his
dissenting opinion, joined by Justice Cohen, Justice Jones recognized that the
standard that had been well-established through prior case law for determining
the validity of zoning ordinances was that the ordinance was presumed valid
unless a challenging party shows that it is unreasonable, arbitrary, or not
necessary to a police power purpose. Id. 268 A.2d at 774-75 (citing
National Land and Investment Co., 419 Pa. 504, 215 A.2d 597; [*22]
Cleaver, 414 Pa. 367, 200 A.2d 408; Colligan Zoning Case, 401 Pa.
125, 162 A.2d 652, 654 (Pa. 1960)). Citing that standard as the proper one,
Justice Jones stated that because he believed that the evidence had established
that Concord Township had a legitimate interest in ensuring proper sewage
disposal and that the minimum lot size restrictions in the Township's zoning
ordinance were substantially related to that interest, he would find that the
Board neither abused its discretion nor committed an error of law in sustaining
the Township's zoning ordinance. Id. 268 A.2d at 777-78.
Likewise, Justice Pomeroy, in a second dissenting
opinion, which was joined by Justice Jones, made clear that he also disagreed
with the extraordinary justification standard announced by the lead opinion. n17
Id. 268 A.2d at 778-79. Applying the traditional test, Justice Pomeroy
opined that Concord Township's zoning ordinance was valid as the evidence showed
that the ordinance's minimum lot size restrictions were substantially related to
the police power purposes advanced by the Township and the appellee had failed
to sustain its burden of showing that the restrictions were unreasonable,
[*23] arbitrary, or not substantially related to the Township's police
power purposes. Id. 268 A.2d at 779-80.
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n17 Justice Pomeroy found that under the
extraordinary justification standard, a municipality would never be able to
create a minimum lot size restriction greater than one acre.
Id.
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Therefore, while the lead opinion in Concord Twp.
Appeal stated that a zoning ordinance that requires that residences be built on
a minimum lot size of two acres or more is invalid unless the municipality that
enacted the ordinance can establish an extraordinary justification for the
minimum lot size restriction, that extraordinary justification standard was
simply not adopted by a majority of the Court. n18 See Hess v.
Upper Oxford Twp., 17 Pa. Commw. 399, 332 A.2d 836, 838 (Pa. Commw. 1975).
As such, it is clear that the Commonwealth Court has erred in the cases on which
Appellant relies in treating the extraordinary standard as having been adopted
by a majority of this Court and as the established law in [*24] this
Commonwealth. See Commonwealth v. Covil, 474 Pa. 375, 378 A.2d
841, 844 (Pa. 1977) (while majority of Justices on Pennsylvania Supreme
Court agreed with position in lead opinion that defendant was entitled to jury
instruction, majority of Justices did not agree with harmless error analysis in
lead opinion and therefore, harmless error analysis had no precedential value
and was not binding on lower courts); see also Appeal of O.A.,
552 Pa. 666, 717 A.2d 490, 496 n.4 (Pa. 1998); Commonwealth v. Davenport,
462 Pa. 543, 342 A.2d 67, 75 n.3 (Pa. 1975). n19 Moreover, we decline to
declare such a standard to be the law here, when neither the lead opinion in
Concord Twp. Appeal nor the parties here have articulated any compelling reasons
for such a standard and we are far from convinced that it is necessary to shift
the burden of proof onto municipalities to establish an extraordinary
justification for minimum lot size restrictions, even when those restrictions
mandate lot sizes of two acres or more. n20 Indeed, we are aware of no basis on
which to conclude that requiring a challenging party to show that a minimum lot
size, like any [*25] other zoning restriction, is unreasonable, arbitrary
or not substantially related to the police power purpose, is inadequate to
protect property rights or "so onerous as to foreclose, for all practical
purposes, a landowner's avenue of redress against the infringement of
constitutionally protected rights." National Land and Investment Co., 215
A.2d at 607. Thus, while we agree with the sentiments expressed in the lead
opinion in Concord Twp. Appeal that minimum lot sizes of two acres or more can
be both unreasonable and exclusionary, we cannot conclude that any improper
purpose served by such restrictions cannot be addressed and remedied under the
traditional standard of review.
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n18 Indeed, it appears that a majority of the
Court actually found that a zoning ordinance, such as Concord Township's, which
mandates that residential development occur on minimum lot sizes of two acres or
more, must be treated like any other zoning ordinance and therefore, presumed
valid unless a challenging party can establish that it is unreasonable,
arbitrary, or not substantially related to a police power purpose. As stated
above, the three dissenting Justices specifically rejected the extraordinary
justification standard announced by the lead opinion in favor of the general
standard applied to all other zoning ordinances. Id. 268 A.2d at 772-80.
While Chief Justice Bell, in his concurring opinion, did not explicitly state
that he believed that the standard applied to other zoning ordinances was the
appropriate standard to use in reviewing zoning ordinances mandating minimum lot
sizes of two acres or more, his concurring opinion seems to imply as such,
particularly given that he cited and relied on cases that applied the
traditional standard. Id. 268 A.2d at 772 (citing Cleaver, 414
Pa. 367, 200 A.2d 408; Eller v. Bd. of Adjustment, 414 Pa. 1, 198 A.2d
863). [*26]
n19 The extraordinary justification standard has
also not been adopted or applied by this Court since Concord Twp. Appeal. See
e.g., Hopewell Twp., 452 A.2d at 1341-44; Surrick v. Zoning Hearing
Bd. of Twp. of Upper Providence, 476 Pa. 182, 382 A.2d 105 (Pa. 1978). While
in Appeal of Elocin, 501 Pa. 348, 461 A.2d 771, 772 (Pa. 1983), a
plurality of this Court stated that the Court had previously held in Concord
Twp. Appeal that minimum lot size restrictions greater than two acres are
invalid absent a showing of an extraordinary justification by the municipality,
that statement was simply dicta and the reasoning of that decision, like Concord
Twp. Appeal, was not adopted by a majority of this Court. Furthermore, because a
majority of the Justices in Concord Twp. Appeal did not adopt the extraordinary
justification standard, the plurality opinion's statement in Appeal of Elocin
that the extraordinary justification standard was a holding by the Court in
Concord Twp. Appeal was a misinterpretation of that decision.
n20 As this Court explained in National Land and
Investment Co., "a presumption of validity attaches to a zoning ordinance" to
ensure that zoning power remains in the hands of the government, with the court
merely acting as a "judicial overseer," "drawing the limits beyond which local
regulation may not go, but loathing to interfere, within those limits, with the
discretion of local governing bodies." 215 A.2d at 606-07.
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Furthermore, even assuming arguendo that
Concord Twp. Appeal's extraordinary justification standard was the law, it would
not be applicable here, because the standard was only meant to apply in cases
involving minimum lot sizes of two acres or more, whereas here, the Ordinance
requires a minimum lot size of just one acre. While Appellant recognizes this
distinction, it nonetheless argues that the extraordinary justification standard
should apply because the Ordinance results in a density limitation of one house
per every two acres or more. However, we find no support for such an argument in
Concord Twp. Appeal. To the contrary, the lead opinion in that case speaks only
about minimum lot sizes per se, and in no way suggests that an
extraordinary justification standard should apply any time a zoning regulation
merely results in lot sizes of two acres or more. Moreover, the Commonwealth
Court cases following Concord Twp. Appeal never interpreted the lead opinion to
have such a broad effect. Thus, even if the extraordinary justification standard
as set forth in the lead opinion in Concord Twp. Appeal were the law in this
Commonwealth, that standard would be [*28] inapplicable on the facts
presented here.
Accordingly, we find that in the present case, the
lower courts properly determined that the Township did not have to establish an
extraordinary justification for the Ordinance to be deemed valid, and that,
instead, the Ordinance was presumed valid unless Appellant showed that it was
unreasonable, arbitrary, or not substantially related to the Township's police
power interests. Applying that traditional test here, however, we agree with
Appellant that the lower courts erred in finding that the restrictions in the
Ordinance were reasonable and substantially related to the Township's general
welfare interest in preserving its agricultural land.
As noted above, Appellant essentially argues that
the Ordinance's restrictions on the development of tracts containing greater
than ten acres in the AP District, when considered as a whole, are unreasonable
because they ultimately restrict landowners of such tracts to developing
approximately one home per every three acres. In support of its argument,
Appellant explains that because virtually all of the land in the AP District
that is not wetlands, floodplains, or steep slopes, is either prime farmland,
[*29] farmland of statewide importance, or farmland of local importance,
a landowner in the AP District essentially must set aside fifty percent of his
land for agricultural purposes as a result of the Ordinance's set aside
provisions. Furthermore, according to Appellant, the set aside requirement is
not substantially related to the Township's interest in preserving agriculture,
but rather is meant to serve the Township's desire to maintain open space and to
preserve its bucolic character. Finally, Appellant asserts that even if such a
large set aside requirement is found to be reasonable and substantially related
to the Township's interest in preserving its agricultural lands, the additional
restrictions placed by the Ordinance on the buildable site area, e.g., the
one-acre minimum lot size, are unreasonable and not substantially related to the
Township's interest in preserving its agricultural land because they concern
that area of the tract already designated as "buildable."
It is well-established in this Commonwealth that
municipalities may utilize zoning ordinances in order to protect prime
agricultural land and encourage agricultural activity. See 53 P.S. § §
10603(b)(5) [*30] , (c)(7), (g)(1); 10604(3); Boundary Drive
Assoc. v. Shrewsbury Twp., 507 Pa. 481, 491 A.2d 86, 91 (Pa. 1985).
Municipalities may also utilize zoning ordinances in order to regulate
the:
(1) Uses of land, watercourses and other bodies of
water.
(2) Size, height, bulk, location, erection,
construction, repair, maintenance, alteration, razing, removal and use of
structures.
(3) Areas and dimensions of land and bodies of
water to be occupied by uses and structures, as well as areas, courts, yards,
and other open spaces and distances to be left unoccupied by uses and
structures.
(4) Density of population and intensity of
use.
(5) Protection and preservation of natural and
historic resources . . .
53 P.S. §
10603(b). Zoning regulations, however, must still be based on a public
health, safety, morality, or welfare interest expressed by the community. Id. §
§ 10603(a); 10606. In addition, the regulations must be reasonable,
non-arbitrary, and substantially related to that interest expressed by the
municipality. See Boundary Drive, 491 A.2d at 91-93;
Hopewell Twp., 452 A.2d at 1343-44.
Here, a review [*31] of the record
indicates that the land in the Township is currently used primarily for
agriculture. R.R. 247a, 284a-85a, 618a, 886a, 1148-49, 1434a, 1470a; see also
Township Comprehensive Plan, 1996, R.R. 2433a-34a (1990 study of land uses in
Township showing that greatest percentage of land used for agricultural
purposes), Heritage Building Group, Inc. v. Bedminster Twp. Bd. of
Supervisors, 742 A.2d 708, 710-11 (Pa. Commw. 2000) (finding that Township
not in path of population growth); but see R.R. 986a-95a (testimony by
professional planner hired by Appellant that agricultural has a very strong
presence within the Township, but is not the principal land use). However, there
was also evidence introduced during the ZHB hearings that in recent years
farmland has been lost throughout Bucks County, including in the Township. R.R.
937a, 1420a-21a. As a result of this loss, the Township has emphasized in its
Comprehensive Plan that the preservation of its agricultural lands and
activities is an important goal of the Township. Township Comprehensive Plan,
1996, R.R. 2412a, 2420a-21a, 2443a-48a. In light of this evidence, which
indicates that the land in the Township [*32] is predominantly used for
agricultural purposes at the present time and that the Township has expressed a
general welfare interest in keeping its agricultural lands and activities from
being lost, we agree with the lower courts that the ZHB properly determined that
the Township may enact, pursuant to its police power, zoning regulations to
preserve its agricultural lands and activities.
Nevertheless, upon our review of the evidence, we
find that the ZHB abused its discretion in finding that the Ordinance's
provisions regarding the AP District are reasonable and substantially related to
the Township's interest in preserving its agricultural lands and activities. The
restrictions placed by the Ordinance on a landowner of a tract containing
greater than ten acres in the AP District must be looked at as a whole, and when
considered as such, we agree with Appellant that they unreasonably infringe upon
a landowner's constitutionally protected right to freely use and enjoy his
property. While the Township undoubtedly has an interest in preserving its
agricultural lands, that interest does not completely outweigh a landowner's
right to use his property as he sees fit. See Hopewell Twp., 452
A.2d at 1343-44. [*33]
Clearly, the set aside restrictions in the
Ordinance are related to the Township's interest in preserving its agricultural
lands as they (1) are directly based on the amount of soils recognized by the
federal, state, and local governments as agriculturally productive, n21 (2)
require a sufficient amount of those soils to be set aside to ensure that the
land may be used for farming, and (3) require the land that is set aside to be
used or maintained for agricultural purposes. n22 Moreover, when viewed alone,
the Ordinance's set aside restrictions also appear to reasonably balance the
Township's interest in preserving its agricultural lands and activities with a
landowner's interest in using his property as he desires, given that the
regulations direct a landowner seeking to subdivide or develop his tract to set
aside approximately fifty percent of the tract for agricultural purposes, n23
yet also permit a landowner to develop or subdivide that land which remains.
Indeed, the Township seemed to want to reach such a reasonable balance in
creating the Ordinance. Catherine Guathier, a member of the Bucks County
Planning Commission who assisted the Township Commission with the preparation
[*34] of its undated Comprehensive Plan and the Ordinance, testified
during the ZHB hearings that in establishing the Ordinance, the Commission chose
not to adopt the zoning schemes used by Lancaster and York Counties in order to
preserve their agricultural lands because there are greater developmental
pressures in the Township than in Lancaster and York, and accordingly, the
Commission did not want to completely foreclose a landowner from developing his
property. R.R. 194a; see also R.R. 1702a-03a. Further, Ms. Guathier testified
that the Commission recognized that "a farmer [may need] to subdivide off a
couple lots in order to make some money and make the farm economical for family
members," and therefore, they wanted to ensure that a farmer had that option.
R.R. 296a-98a; see also R.R. 1700a-01a. Ron Dise, the chairman of the
Commission, also stated that in creating the set aside restrictions, the
Commission realized that they "were dealing with a person's single largest
asset, so we wanted to proceed with that in mind and to try to maintain some
fairness." R.R. 1700a; see also 1744a-45a.
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n21 While Appellant also argues that the
Ordinance's set aside requirement is unreasonably large because it includes
soils that are not agriculturally productive, specifically farmland of local
importance, we find that the evidence indicates that farmland of local
importance is valuable farmland and therefore, may be preserved as such. R.R.
385a, 493a, 1707a, 1563a-65a, 1575a-76a, 1585a-86a; 1662a-63a, 1890a; see
also Boundary Drive, 491 A.2d at 88-89. [*35]
n22 We disagree with Appellant's assertion that
the Township's sole motivation for enacting the Ordinance was to maintain "a
bucolic, largely undeveloped rural residential enclave, free of growth
pressure." Appellant's Brf. at 10. Given that the Township is currently
predominantly used for agricultural purposes and that the Ordinance specifically
directs that the land that is set aside be put towards agricultural purposes, we
do not find that the Township enacted the Ordinance solely as a means of
preserving its bucolic character.
n23 We agree with Appellant that because
essentially all of the AP District that is not wetlands, floodplains or steep
slopes, consists of either prime farmland, farmland of statewide importance or
farmland of local importance, a typical landowner of tracts containing more than
ten acres in the AP District must set aside at least fifty percent of his tract.
Indeed, this was recognized by the Township in requiring such a set aside
restriction. R.R. 1806a; see also R.R. 196a, 1741a (testimony by those involved
in establishment of the Ordinance that at least five acres was necessary for a
good, farmable piece of property).
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However, while the Commission may have intended to
achieve a reasonable balance between its interest in preserving its agricultural
lands and activities and a landowner's right to use his property as he pleases,
the Ordinance fails to obtain such a reasonable balance. After complying with
the Ordinance's set aside restrictions, a landowner is left with using only
approximately half of his initial tract for subdivision or development purposes.
See n.22, supra. A portion of that remaining tract, however, contains areas not
suitable for development, such as wetlands, floodplains, or steep slopes. The
Ordinance then further restricts a landowner on the area that remains open for
development to building single-family homes on a minimum size of one acre, which
is free of watercourses, floodplains, floodplain soils, wetlands, lakes, or
ponds. We find that these restrictions, when required in addition to the set
aside restrictions, not only unduly limit a landowner's ability to sell,
subdivide, or develop that portion of his tract left over to him, n24 but also
do not have a substantial relationship to the Township's interest in preserving
its agricultural lands and activities or [*37] any other general welfare
interest of the Township.
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n24 It is undisputed by the parties that it is
difficult for a landowner after setting aside half of his tract to develop just
a few homes on the remainder of the tract due to the need to develop an
expensive septic system for those homes. R.R. 430a, 645a-56a, 694a, 738a,
1774a-75a; see also R.R. 1592a-1600a. It is simply more economical for a
landowner to develop a greater number of homes on the land set aside for
development because the cost of the septic system can be better distributed
among the homes. R.R. 870a-76a, 973a-74a.
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According to Mr. Dise, the Commission chose to
create a minimum lot size restriction of one acre because they had seen "some
things that looked like very large houses on very small lots that we just didn't
think was the character of Bedminster and wasn't the kind of thing that we
thought made a good development." n25 R.R. 1784a-85a. Mr. Dise further explained
that a size of one-acre was chosen as follows:
That kind of grew out [*38] of the
professionals' concerns that if that is what you [the Planning Commission] are
going to do . . . and from looking around at some other areas in an AP
District[,] the one acre lot size kind of made sense to us and we knew -- one
acre seemed like a good number and it came from the professionals saying well,
you may be restricting the envelope and whatever so hence the concept of 'one
good acre' which has to be free of certain natural
features.
R.R. 1710a; see also R.R.
1742a-43a ("we felt that the one acre was a good number"). Given this testimony,
it appears that the one-acre minimum lot size requirement was adopted merely
because it was considered a "good number" and a number that would stall the
development of large houses on small lots. Indeed, the Township clearly
recognized that a one-acre minimum lot was not necessary for the development of
a single-family detached dwelling, as the Ordinance allows for a minimum lot
size of as low as 8,000 square feet in the performance subdivision area of the
R-3 Residential District. See Ord. 118, Table of Dimensional Regulations, R.R.
2574a; 959a, 968a; see also R.R. 1702a (Mr. Dise stating that Commission
considered [*39] lot sizes of 10,000 or 20,000 square feet when planning
Ordinance).
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n25 Mr. Dise also testified that in his personal
opinion, the one-acre minimum lot size requirement was an effective way to
prevent the creation of "small towns," which did not, in his view, "make sense
to have within the AP district." R.R. 1787a-89a. Mr. Dise did not testify,
however, that this view was shared by the other members of the Commission and
thus, we do not consider the suppression of towns to be one of the Township's
motivations for enacting the one acre limit here.
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This Court has stated that in every zoning matter,
depending upon the land involved and the circumstances presented, there is a
"point along the spectrum" when "the size of lots ceases to be a concern
requiring public regulation and becomes simply a matter of private preference."
National Land and Investment Co., 215 A.2d at 608. In general, when a
minimum lot size requirement is motivated solely by a concern that "a small
number of lovely old homes [*40] will have to start keeping company with
a growing number of smaller, less expensive, more densely located houses," it
exudes an exclusionary purpose, which does not foster or promote the general
welfare. Id. 215 A.2d at 612; see Concord Twp. Appeal, 268
A.2d at 766-72. n26 Where, as here, the Board has not articulated any
reasons for requiring landowners developing the "buildable site area" of their
property to build homes on lots that are a minimum size of one acre beyond its
belief that one acre was a "good number" which would forestall the development
of large houses on small lots, we are compelled to ascribe an exclusionary
purpose to that requirement. While we acknowledge that the Township has a
legitimate interest in preserving its agricultural lands, we find that by
requiring landowners of tracts greater than ten acres to set aside between fifty
and sixty percent of the agriculturally productive land on their tracts, the
Township reasonably meets that interest. By also limiting a landowner to
developing homes on one-acre minimum lots on the buildable site area, however,
the Township is no longer attempting to preserve agriculture, but rather, is
improperly attempting [*41] to exclude people from the area and in so
doing, is unreasonably restricting the property rights of the landowner. n27
Thus, as the Ordinance's minimum lot size requirement is an unreasonable
restriction on a landowner's right to use his property and not substantially
related to the Township's interest in preserving its agricultural lands, we find
that the ZHB abused its discretion in sustaining the amended Zoning Ordinance as
constitutionally valid.
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n26 As discussed above, the lead opinion in
Concord Twp. Appeal stated that a home can fit quite comfortably on a one-acre
minimum lot and therefore proposed a heightened standard of review for minimum
lot size requirements of two acres or more. However, this was by no means a
blanket approval of minimum lot size requirements of one acre.
n27 As this Court recognized in National Land and
Investment Co., There is no doubt many of the residents are highly desirous of
keeping [the community] the way it is, preferring, quite naturally, to look out
upon land in its natural state rather than on other homes. These desires,
however, do not rise to the level of public welfare. This is purely a matter of
private desire which zoning regulations may not be employed to effectuate.
215 A.2d at 611. Thus, while some members of the Township may desire to
keep homes on large plots of land and impede a large amount of people from
moving into the AP District, such a desire is not a general welfare interest
that can support the one acre minimum lot size restriction.
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For the foregoing reasons, we reverse the
Commonwealth Court's order affirming the ZHB's decision and declare the
Township's amended Zoning Ordinance constitutionally invalid.
n28
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n28 Appellant also argues on appeal to this Court
that the Ordinance was invalid because the Board admitted its invalidity by
adopting Resolution 99-07 pursuant to Section 609.2 of the MPC. According to
Appellant, Section 609.2 is only applicable to situations where a municipality
has determined that its zoning ordinance is substantively invalid, and cannot be
casually invoked where the municipality thinks that an Ordinance may be invalid.
Thus, Appellant asserts that the Board's enactment of Resolution 99-07, in which
it questioned the validity of the Ordinance, must be construed as an unequivocal
admission by the Township that the Ordinance is invalid. We agree with Appellant
that Resolution 99- 07 was not inconsequential to the ZHB's consideration of
Appellant's challenge. Given that the legislature has designated the Board as
the agency responsible for zoning measures in the Township and has also
specifically directed the Board to pass resolutions by means of Section 609.2
declaring a zoning ordinance invalid when the Board finds that it is
unreasonable or fails to reflect the interests of the Township, we find that the
ZHB should have given some evidentiary weight to the Board's adoption of
Resolution 99-07 pursuant to its authority in Section 609.2, and to that end,
should have looked at a record of the Board's proceedings regarding its passage
of Resolution 99-07. However, the Board's adoption of Resolution 99-07 after the
commencement of the proceedings before the ZHB did not establish the Ordinance
was invalid as a matter of law, especially in the instant case where the Board
merely stated in Resolution 99-07 that the Ordinance may be invalid.
See Appeal of Marple Gardens, 99 Pa. Commw. 485, 514 A.2d 216,
221 (Pa. Commw. 1986); Sultanik v. Bd. of Supervisors of Worcester Twp.,
88 Pa. Commw. 214, 488 A.2d 1197, 1204-05 (Pa. Commw. 1985).
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