CITY OF LOS ANGELES v. ALAMEDA BOOKS, INC.
SUPREME COURT OF THE UNITED STATES
2002 U.S. LEXIS 3424 (2002)
December 4, 2001, Argued
May 13, 2002, Decided
ON WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT.
JUSTICE O'CONNOR announced
the judgment of the [*10] Court and delivered an opinion, in which THE
CHIEF JUSTICE, JUSTICE SCALIA, and JUSTICE THOMAS join.
Los Angeles
Municipal Code § 12.70(C) (1983), as
amended, prohibits "the establishment or maintenance of more than one
adult entertainment business in the same building, structure or portion
thereof." Respondents, two adult establishments that each operated an
adult bookstore and an adult video arcade in the same building, filed a suit
under Rev. Stat. § 1979, 42 U.S.C. §
1983 (1994 ed., Supp. V), alleging that § 12.70(C) violates the First Amendment and seeking declaratory and
injunctive relief. The District Court granted summary judgment to respondents,
finding that the city of Los Angeles' prohibition was a content-based
regulation of speech that failed strict scrutiny. The Court of Appeals for the
Ninth Circuit affirmed, but on different grounds. It held that, even if § 12.70(C) were a content-neutral regulation,
the city failed to demonstrate that the prohibition was designed to serve a
substantial government interest. Specifically, the Court of Appeals found that
the city failed to present evidence upon which it could reasonably rely to
demonstrate [*11] a link between multiple-use adult establishments
and negative secondary effects. Therefore, the Court of Appeals held the Los
Angeles prohibition on such establishments invalid under Renton v. Playtime Theatres, Inc., 475 U.S. 41, 89 L. Ed. 2d 29, 106 S.
Ct. 925 (1986), and its precedents interpreting that case. 222
F.3d 719, 723-728 (2000). We reverse and remand. The city of Los Angeles
may reasonably rely on a study it conducted some years before enacting the
present version of § 12.70(C) to
demonstrate that its ban on multiple-use adult establishments serves its
interest in reducing crime.
I
In 1977, the city of Los
Angeles conducted a comprehensive study of adult establishments and concluded
that concentrations of adult businesses are associated with higher rates of
prostitution, robbery, assaults, and thefts in surrounding communities. See
App. 35-162 (Los Angeles Dept. of City Planning, Study of the Effects of the
Concentration of Adult Entertainment Establishments in the City of Los Angeles
(City Plan Case No. 26475, City Council File No. 74-4521-S.3, June 1977)).
Accordingly, the city enacted an ordinance prohibiting the establishment,
substantial enlargement, or transfer [*12]
of ownership of an adult arcade,
bookstore, cabaret, motel, theater, or massage parlor or a place for sexual
encounters within 1,000 feet of another such enterprise or within 500 feet of
any religious institution, school, or public park. See Los Angeles Municipal
Code § 12.70(C) (1978). There is evidence that the intent of the
city council when enacting this prohibition was not only to disperse distinct
adult establishments housed in separate buildings, but also to disperse
distinct adult businesses operated under common ownership and housed in a
single structure. See App. 29 (Los Angeles Dept. of City Planning, Amendment--Proposed
Ordinance to Prohibit the Establishment of More than One Adult Entertainment
Business at a Single Location (City Plan Case No. 26475, City Council File No.
82-0155, Jan. 13, 1983)). The ordinance the city enacted, however, directed
that "the distance between any two adult entertainment businesses shall be
measured in a straight line . . . from the closest exterior structural wall of
each business." Los Angeles Municipal Code § 12.70(D) (1978). Subsequent to enactment, the city realized that
this method of calculating distances created a loophole permitting [*13] the concentration of multiple adult enterprises in a single
structure.
Concerned that
allowing an adult-oriented department store to replace a strip of adult
establishments could defeat the goal of the original ordinance, the city
council amended § 12.70(C) by adding a
prohibition on "the establishment or maintenance of more than one adult
entertainment business in the same building, structure or portion
thereof." Los Angeles Municipal Code §
12.70(C) (1983). The amended ordinance defines an "Adult
Entertainment Business" as an adult arcade, bookstore, cabaret, motel,
theater, or massage parlor or a place for sexual encounters, and notes that
each of these enterprises "shall constitute a separate adult entertainment
business even if operated in conjunction with another adult entertainment
business at the same establishment." §
12.70(B)(17). The ordinance uses the term "business" to refer
to certain types of goods or services sold in adult establishments, rather than
the establishment itself. Relevant for purposes of this case are also the
ordinance's definitions of adult bookstores and arcades. An "Adult
Bookstore" is an operation that "has as a substantial portion of its
stock-in-trade [*14] and offers for sale" printed matter and
videocassettes that emphasize the depiction of specified sexual activities.
§ 12.70(B)(2)(a). An adult arcade is an
operation where, "for any form of consideration," five or fewer
patrons together may view films or videocassettes that emphasize the depiction
of specified sexual activities. §
12.70(B)(1).
Respondents,
Alameda Books, Inc., and Highland Books, Inc., are two adult establishments
operating in Los Angeles. Neither is located within 1,000 feet of another adult
establishment or 500 feet of any religious institution, public park, or school.
Each establishment occupies less than 3,000 square feet. Both respondents rent
and sell sexually oriented products, including videocassettes. Additionally, both
provide booths where patrons can view videocassettes for a fee. Although
respondents are located in different buildings, each operates its retail sales
and rental operations in the same commercial space in which its video booths
are located. There are no physical distinctions between the different
operations within each establishment and each establishment has only one
entrance. 222 F.3d 719 at 721. Respondents concede they are [*15] openly operating in violation of § 12.70(C) of the city's Code, as amended. Brief for Respondents 7;
Brief for Petitioner 9.
After a city
building inspector found in 1995 that Alameda Books, Inc., was operating both
as an adult bookstore and an adult arcade in violation of the city's adult
zoning regulations, respondents joined as plaintiffs and sued under 42 U.S.C. §
1983 for declaratory and injunctive relief to prevent enforcement of
the ordinance. 222 F.3d at 721. At
issue in this case is count I of the complaint, which alleges a facial
violation of the First Amendment. Both the city and respondents filed
crossmotions for summary judgment.
The District
Court for the Central District of California initially denied both motions on
the First Amendment issues in count I, concluding that there was "a
genuine issue of fact whether the operation of a combination video rental and
video viewing business leads to the harmful secondary effects associated with a
concentration of separate businesses in a single urban area." App. 255.
After respondents filed a motion for reconsideration, however, the District
Court found that Los Angeles' prohibition on [*16] multiple-use adult
establishments was not a content-neutral regulation of speech. App, to Pet. for
Cert. 51. It reasoned that the neither the city's 1977 study nor a retort cited
in Hart Book Stores v. Edmisten, 612 F.2d
821 (CA4 1979) (upholding a North Carolina statute that also banned
multiple-use adult establishments), supported a reasonable belief that
multiple-use adult establishments produced the secondary effects the city asserted
as content-neutral justifications for its prohibition. App. to Pet. for Cert.
34-47. Therefore, the District Court proceeded to subject the Los Angeles
ordinance to strict scrutiny. Because it felt that the city did not offer
evidence to demonstrate that its prohibition is necessary to serve a compelling
government interest, the District Court granted summary judgment for
respondents and issued a permanent injunction enjoining the enforcement of the
ordinance against respondents. Id.,
at 51.
The Court of
Appeals for the Ninth Circuit affirmed, although on different grounds. The
Court of Appeals determined that it did not have to reach the District Court's
decision that the Los Angeles ordinance was content based because, [*17]
even if the ordinance were content
neutral, the city failed to present evidence upon which it could reasonably
rely to demonstrate that its regulation of multiple-use establishments is
"designed to serve" the city's substantial interest in reducing
crime. The challenged ordinance was therefore invalid under Renton, 475 U.S. 41. 222 F.3d at 723-724. We granted
certiorari, 532 U.S. 902 (2001), to
clarify the standard for determining whether an ordinance serves a substantial
government interest under Renton, supra.
II
In Renton v. Playtime Theatres, Inc., supra,
this Court considered the validity of a municipal ordinance that prohibited any
adult movie theater from locating within 1,000 feet of any residential zone,
family dwelling, church, park, or school. Our analysis of the ordinance
proceeded in three steps. First, we found that the ordinance did not ban adult
theaters altogether, but merely required that they be distanced from certain
sensitive locations. The ordinance was properly analyzed, therefore, as a time,
place, and manner regulation. Id., at 46.
We next considered whether the ordinance was content [*18] neutral or content
based. If the regulation were content based, it would be considered
presumptively invalid and subject to strict scrutiny. Simon & Schuster, Inc. v. Members of N. Y. State Crime Victims Bd.,
502 U.S. 105, 115, 118, 116 L. Ed. 2d 476, 112 S. Ct. 501 (1991); Arkansas Writers' Project, Inc. v. Ragland,
481 U.S. 221, 230-231, 95 L. Ed. 2d 209, 107 S. Ct. 1722 (1987). We held,
however, that the Renton ordinance was aimed not at the content of the films
shown at adult theaters, but rather at the secondary effects of such theaters
on the surrounding community, namely at crime rates, property values, and the
quality of the city's neighborhoods. Therefore, the ordinance was deemed
content neutral. Renton, supra, at 47-49.
Finally, given this finding, we stated that the ordinance would be upheld so
long as the city of Renton showed that its ordinance was designed to serve a
substantial government interest and that reasonable alternative avenues of
communication remained available. 475
U.S. at 50. We concluded that Renton had met this burden, and we upheld its
ordinance. Id., at 51-54.
The Court of
Appeals applied the same analysis to evaluate the Los Angeles ordinance [*19] challenged in this case. First, the Court of Appeals found that
the Los Angeles ordinance was not a complete ban on adult entertainment
establishments, but rather a sort of adult zoning regulation, which Renton considered a time, place, and
manner regulation. 222 F.3d at 723.
The Court of Appeals turned to the second step of the Renton analysis, but did not draw any conclusions about whether the
Los Angeles ordinance was content based. It explained that, even if the Los
Angeles ordinance were content neutral, the city had failed to demonstrate, as
required by the third step of the Renton
analysis, that its prohibition on multiple-use adult establishments was
designed to serve its substantial interest in reducing crime. The Court of
Appeals noted that the primary evidence relied upon by Los Angeles to
demonstrate a link between combination adult businesses and harmful secondary
effects was the 1977 study conducted by the city's planning department. The
Court of Appeals found, however, that the city could not rely on that study
because it did not "'support a reasonable belief that [the] combination
[of] businesses . . . produced harmful secondary effects [*20] of the type
asserted." 222 F.3d at 724. For
similar reasons, the Court of Appeals also rejected the city's attempt to rely
on a report on health conditions inside adult video arcades described in Hart Book Stores, a case that upheld a
North Carolina statute similar to the Los Angeles ordinance challenged in this
case. 612 F.2d 821.
The central component
of the 1977 study is a report on city crime patterns provided by the Los
Angeles Police Department. That report indicated that, during the period from
1965 to 1975, certain crime rates grew much faster in Hollywood, which had the
largest concentration of adult establishments in the city, than in the city of
Los Angeles as a whole. For example, robberies increased 3 times faster and
prostitution 15 times faster in Hollywood than citywide. App. 124-125.
The 1977 study
also contains reports conducted directly by the staff of the Los Angeles
Planning Department that examine the relationship between adult establishments
and property values. These staff reports, however, are inconclusive. Not
surprisingly, the parties focus their dispute before this Court on the report
by the Los Angeles Police Department. [*21] Because we find that reducing crime is a substantial government
interest and that the police department report's conclusions regarding crime
patterns may reasonably be relied upon to overcome summary judgment against the
city, we also focus on the portion of the 1977 study drawn from the police
department report.
The Court of
Appeals found that the 1977 study did not reasonably support the inference that
a concentration of adult operations within a single adult establishment
produced greater levels of criminal activity because the study focused on the
effect that a concentration of establishments--not a concentration of
operations within a single establishment--had on crime rates. The Court of Appeals
pointed out that the study treated combination adult bookstore/arcades as
single establishments and did not study the effect of any separate-standing
adult bookstore or arcade. 222 F.3d at
724.
The Court of
Appeals misunderstood the implications of the 1977 study. While the study
reveals that areas with high concentrations of adult establishments are
associated with high crime rates, areas with high concentrations of adult
establishments are also areas with high concentrations [*22] of adult operations,
albeit each in separate establishments. It was therefore consistent with the
findings of the 1977 study, and thus reasonable, for Los Angeles to suppose
that a concentration of adult establishments is correlated with high crime
rates because a concentration of operations in one locale draws, for example, a
greater concentration of adult consumers to the neighborhood, and a high
density of such consumers either attracts or generates criminal activity. The
assumption behind this theory is that having a number of adult operations in
one single adult establishment draws the same dense foot traffic as having a
number of distinct adult establishments in close proximity, much as minimalls
and department stores similarly attract the crowds of consumers. Brief for
Petitioner 28. Under this view, it is rational for the city to infer that
reducing the concentration of adult operations in a neighborhood, whether
within separate establishments or in one large establishment, will reduce crime
rates.
Neither the
Court of Appeals, nor respondents, nor the dissent provides any reason to
question the city's theory. In particular, they do not offer a competing
theory, let alone [*23] data, that explains why the elevated crime
rates in neighborhoods with a concentration of adult establishments can be
attributed entirely to the presence of permanent walls between, and separate
entrances to, each individual adult operation. While the city certainly bears
the burden of providing evidence that supports a link between concentrations of
adult operations and asserted secondary effects, it does not bear the burden of
providing evidence that rules out every theory for the link between
concentrations of adult establishments that is inconsistent with its own.
The error that
the Court of Appeals made is that it required the city to prove that its theory
about a concentration of adult operations attracting crowds of customers, much
like a minimall or department store does, is a necessary consequence of the
1977 study. For example, the Court of Appeals refused to allow the city to draw
the inference that "the expansion of an adult bookstore to include an
adult arcade would increase" business activity and "produce the
harmful secondary effects identified in the Study." 222 F.3d at 726. It reasoned that such an inference would justify
limits on the inventory of an [*24] adult bookstore, not a ban on the combination
of an adult bookstore and an adult arcade. The Court of Appeals simply replaced
the city's theory--that having many different operations in close proximity
attracts crowds--with its own-that the size of an operation attracts crowds. If
the Court of Appeals' theory is correct, then inventory limits make more sense.
If the city's theory is correct, then a prohibition on the combination of
businesses makes more sense. Both theories are consistent with the data in the
1977 study. The Court of Appeals' analysis, however, implicitly requires the
city to prove that its theory is the only one that can plausibly explain the
data because only in this manner can the city refute the Court of Appeals'
logic.
Respondents
make the same logical error as the Court of Appeals when they suggest that the
city's prohibition on multiuse establishments will raise crime rates in certain
neighborhoods because it will force certain adult businesses to relocate to
areas without any other adult businesses. Respondents' claim assumes that the
1977 study proves that all adult businesses, whether or not they are located
near other adult businesses, generate crime.
[*25] This is a plausible reading of the results
from the 1977 study, but respondents do not demonstrate that it is a compelled
reading. Nor do they provide evidence that refutes the city's interpretation of
the study, under which the city's prohibition should on balance reduce crime.
If this Court were nevertheless to accept respondents' speculation, it would
effectively require that the city provide evidence that not only supports the
claim that its ordinance serves an important government interest, but also does
not provide support for any other approach to serve that interest.
In Renton, we specifically refused to set
such a high bar for municipalities that want to address merely the secondary
effects of protected speech. We held that a municipality may rely on any
evidence that is "reasonably believed to be relevant" for
demonstrating a connection between speech and a substantial, independent
government interest. 475 U.S. at 51-52;
see also, e.g., Barnes v. Glen Theatre,
Inc., 501 U.S. 560, 584, 115 L. Ed. 2d 504, 111 S. Ct. 2456 (1991) (SOUTER,
J., concurring in judgment) (permitting municipality to use evidence that adult
theaters are correlated with harmful secondary effects [*26] to support its claim
that nude dancing is likely to produce the same effects). This is not to say
that a municipality can get away with shoddy data or reasoning. The
municipality's evidence must fairly support the municipality's rationale for
its ordinance. If plaintiffs fail to cast direct doubt on this rationale, either
by demonstrating that the municipality's evidence does not support its
rationale or by furnishing evidence that disputes the municipality's factual
findings, the municipality meets the standard set forth in Renton. If plaintiffs succeed in casting doubt on a municipality's
rationale in either manner, the burden shifts back to the municipality to
supplement the record with evidence renewing support for a theory that
justifies its ordinance. See, e.g., Erie
v. Pap's A. M., 529 U.S. 277, 298, 146 L. Ed. 2d 265, 120 S. Ct. 1382 (2000)
(plurality opinion). This case is at a very early stage in this process. It
arrives on a summary judgment motion by respondents defended only by complaints
that the 1977 study fails to prove that the city's justification for its
ordinance is necessarily correct. Therefore, we conclude that the city, at this
stage of the litigation, has complied [*27]
with the evidentiary requirement in
Renton.
JUSTICE SOUTER
faults the city for relying on the 1977 study not because the study fails to
support the city's theory that adult department stores, like adult minimalls,
attract customers and thus crime, but because the city does not demonstrate
that free-standing single-use adult establishments reduce crime. See post, at 8-9 (dissenting opinion). In
effect, JUSTICE SOUTER asks the city to demonstrate, not merely by appeal to
common sense, but also with empirical data, that its ordinance will
successfully lower crime. Our cases have never required that municipalities
make such a showing, certainly not without actual and convincing evidence from
plaintiffs to the contrary. See, e.g.,
Barnes, supra, at 583-584 (SOUTER, J., concurring in judgment). Such a
requirement would go too far in undermining our settled position that
municipalities must be given a "reasonable opportunity to experiment with
solutions"' to address the secondary effects of protected speech. Renton, supra, at 52 (quoting Young v. American Mini Theatres, Inc., 427
U.S. 50, 71, 49 L. Ed. 2d 310, 96 S. Ct. 2440 (1976) (plurality opinion)).
A municipality considering [*28] an innovative solution may not have data that
could demonstrate the efficacy of its proposal because the solution would, by
definition, not have been implemented previously. The city's ordinance banning
multiple-use adult establishments is such a solution. Respondents contend that
there are no adult video arcades in Los Angeles County that operate
independently of adult bookstores. See Brief for Respondents 41. But without
such arcades, the city does not have a treatment group to compare with the
control group of multiple-use adult establishments, and without such a
comparison JUSTICE SOUTER would strike down the city's ordinance. This leaves
the city with no means to address the secondary effects with which it is
concerned.
Our deference
to the evidence presented by the city of Los Angeles is the product of a
careful balance between competing interests. One the one hand, we have an
"obligation to exercise independent judgment when First Amendment rights
are implicated." Turner Broadcasting
System, Inc. v. FCC, 512 U.S. 622, 666, 129 L. Ed. 2d 497, 114 S. Ct. 2445
(1994) (plurality opinion); see also Landmark
Communications, Inc. v. Virginia, 435 U.S. 829, 843-844, 56 L. Ed. 2d 1, 98 S.
Ct. 1535 (1978). On [*29] the other hand, we must acknowledge that the
Los Angeles City Council is in a better position than the Judiciary to gather
and evaluate data on local problems. See Turner,
supra, at 665-666; Erie v. Pap's A.
M., supra, at 297-298 (plurality opinion). We are also guided by the fact
that Renton requires that municipal
ordinances receive only intermediate scrutiny if they are content neutral. Renton, supra, at 48-50. There is less
reason to be concerned that municipalities will use these ordinances to
discriminate against unpopular speech. See.
Erie, supra, at 298-299.
JUSTICE SOUTER
would have us rethink this balance, and indeed the entire Renton framework. In Renton,
the Court distinguished the inquiry into whether a municipal ordinance is
content neutral from the inquiry into whether it is "designed to serve a
substantial government interest and do not unreasonably limit alternative
avenues of communication." 475 U.S.
at 47-54. The former requires courts to verify that the "predominate
concerns" motivating the ordinance "were with the secondary effects
of adult [speech], and not with the content [*30] of adult
[speech]." Id., at 47. The
latter inquiry goes one step further and asks whether the municipality can
demonstrate a connection between the speech regulated by the ordinance and the
secondary effects that motivated the adoption of the ordinance. Only at this
stage did Renton contemplate that
courts would examine evidence concerning regulated speech and secondary
effects. Id., at 50-52. JUSTICE
SOUTER would either merge these two inquiries or move the evidentiary analysis
into the inquiry on content neutrality, and raise the evidentiary bar that a
municipality must pass. His logic is that verifying that the ordinance actually
reduces the secondary effects asserted would ensure that zoning regulations are
not merely content-based regulations in disguise. See post, at 5-6.
We think this
proposal unwise. First, none of the parties request the Court to depart from
the Renton framework. Nor is the
proposal fairly encompassed in the question presented, which focuses on the
sorts of evidence upon which the city may rely to demonstrate that its
ordinance is designed to serve a substantial governmental interest. Pet. for
Cert. i. Second, [*31] there is no evidence
suggesting that courts have difficulty determining whether municipal ordinances
are motivated primarily by the content of adult speech or by its secondary
effects without looking to evidence connecting such speech to the asserted
secondary effects. In this case, the Court of Appeals has not yet had an
opportunity to address the issue, having assumed for the sake of argument that
the city's ordinance is content neutral. 222
F.3d at 723. It would be inappropriate for this Court to reach the question
of content neutrality before permitting the lower court to pass upon it.
Finally, JUSTICE SOUTER does not clarify the sort of evidence upon which
municipalities may rely to meet the evidentiary burden he would require. It is
easy to say that courts must demand evidence when "common
experiences" or "common assumptions" are incorrect, see post, at 6-7, but it is difficult for
courts to know ahead of time whether that condition is met. Municipalities
will, in general, have greater experience with and understanding of the
secondary effects that follow certain protected speech than will the courts.
See Pap's A. M., 529 U.S. at 297-298
(plurality [*32] opinion). For this reason our cases require
only that municipalities rely upon evidence that is "reasonably believed
to be relevant" to the secondary effects that they seek to address.
III
The city of Los
Angeles argues that its prohibition on multiuse establishments draws further
support from a study of the poor health conditions in adult video arcades
described in Hart Book Stores, a case
that upheld a North Carolina ordinance similar to that challenged here. See 612 F.2d at 828, n. 9. Respondents argue
that the city cannot rely on evidence from Hart
Book Stores because the city cannot prove it examined that evidence before
it enacted the current version of §
12.70(C). Brief for Respondents 21. Respondents note, moreover, that
unsanitary conditions in adult video arcades would persist regardless of
whether arcades were operated in the same buildings as, say, adult bookstores. Ibid.
We do not,
however, need to resolve the parties' dispute over evidence cited in Hart Book Stores. Unlike the city of
Renton, the city of Los Angeles conducted its own study of adult businesses. We
have concluded that the Los Angeles study provides evidence to support the [*33] city's theory that a concentration of adult operations in one
locale attracts crime, and can be reasonably relied upon to demonstrate that
Los Angeles Municipal Code § 12.70(C)
(1983) is designed to promote the city's interest in reducing crime. Therefore;
the city need not present foreign studies to overcome the summary judgment
against it.
Before
concluding, it should be noted that respondents argue, as an alternative basis
to sustain the Court of Appeals' judgment, that the Los Angeles ordinance is
not a typical zoning regulation. Rather, respondents explain, the prohibition
on multiuse adult establishments is effectively a ban on adult video arcades
because no such business exists independently of an adult bookstore. Brief for
Respondents 12-13. Respondents request that the Court hold that the Los Angeles
ordinance is not a time, place, and manner regulation, and that the Court
subject the ordinance to strict scrutiny. This also appears to be the theme of
JUSTICE KENNEDY's concurrence. He contends that "[a] city may not assert
that it will reduce secondary effects by reducing speech in the same
proportion." Post, at 7 (opinion
concurring in judgment). We consider that unobjectionable [*34] proposition as simply
a reformulation of the requirement that an ordinance warrants intermediate
scrutiny only if it is a time, place, and manner regulation and not a ban. The
Court of Appeals held, however, that the city's prohibition on the combination
of adult bookstores and arcades is not a ban and respondents did not petition
for review of that determination.
Accordingly, we
reverse the Court of Appeals' judgment granting summary judgment to respondents
and remand the case for further proceedings.
It is so ordered.
CONCUR BY:
SCALIA; KENNEDY
CONCUR:
JUSTICE SCALIA,
concurring.
I join the
plurality opinion because I think it represents a correct application of our
jurisprudence concerning regulation of the "secondary effects" of pornographic
speech. As I have said elsewhere, however, in a case such as this our First
Amendment traditions make "secondary effects" analysis quite
unnecessary. The Constitution does not prevent those communities that wish to
do so from regulating, or indeed entirely suppressing, the business of
pandering sex. See, e.g., Erie v. Pap's A. M., 529 U.S. 277, 310, 146
L. Ed. 2d 265, 120 S. Ct. 1382 (2000) (SCALIA, J., concurring in judgment);
FW/PBS, Inc. v. Dallas, 493 U.S. 215,
256-261, 107 L. Ed. 2d 603, 110 S. Ct. 596 (1990) [*35] (SCALIA, J., concurring in part and
dissenting in part).
JUSTICE
KENNEDY, concurring in the judgment.
Speech can
produce tangible consequences: It can change minds. It can prompt actions.
These primary effects signify the power and the necessity of free speech.
Speech can also cause secondary effects, however, unrelated to the impact of
the speech on its audience. A newspaper factory may cause pollution, and a
billboard may obstruct a view. These secondary consequences are not always
immune from regulation by zoning laws even though they are produced by speech.
Municipal
governments know that high concentrations of adult businesses can damage the
value and the integrity of a neighborhood. The damage is measurable; it is all
too real. The law does not require a city to ignore these consequences if it
uses its zoning power in a reasonable way to ameliorate them without
suppressing. speech. A city's "interest in attempting to preserve the
quality of urban life is one that must be accorded high respect." Young v. American Mini Theatres, Inc., 427
U.S. 50, 71, 49 L. Ed. 2d 310, 96 S. Ct. 2440 (1976) (plurality opinion).
The question in
this case is whether Los Angeles can seek to reduce these tangible, [*36]
adverse consequences by separating
adult speech businesses from one another--even two businesses that have always
been under the same roof. In my view our precedents may allow the city to
impose its regulation in the exercise of the zoning impose its regulation in
the exercise of the zoning authority. The city is not, at least, to be
foreclosed by summary judgment, so I concur in the judgment.
This separate
statement seems to me necessary, however, for two reasons. First, Renton v. Playtime Theatres, Inc., 475 U.S.
41, 89 L. Ed. 2d 29, 106 S. Ct. 925 (1986), described a similar ordinance
as "content neutral," and I agree with the dissent that the
designation is imprecise. Second, in my view, the plurality's application of Renton might constitute a subtle
expansion, with which I do not concur.
I
In Renton, the Court determined that while
the material inside adult bookstores and movie theaters is speech, the
consequent sordidness outside is not. The challenge is to correct the latter
while leaving the former, as far as possible, untouched. If a city can decrease
the crime and blight associated with certain speech by the traditional exercise
of its zoning power, and at the same time leave the quantity and accessibility
of the speech substantially [*37] undiminished, there is no First Amendment
objection. This is so even if the measure identifies the problem outside by
reference to the speech inside--that is, even if the measure is in that sense
content based.
On the other
hand, a city may not regulate the secondary effects of speech by suppressing
the speech itself. A city may not, for example, impose a content-based fee or
tax. See Arkansas Writers' Project, Inc.
v. Ragland, 481 U.S. 221, 230, 95 L. Ed. 2d 209, 107 S. Ct. 1722 (1987)
("Official scrutiny of the content of publications as the basis for
imposing a tax is entirely incompatible with the First Amendment's guarantee of
freedom of the press"). This is true even if the government purports to
justify the fee by reference to secondary effects. See Forsyth County v. Nationalist Movement, 505 U.S. 123, 134-135, 120 L.
Ed. 2d 101, 112 S. Ct. 2395 (1992). Though the inference may be inexorable
that a city could reduce secondary effects by reducing speech, this is not a
permissible strategy. The purpose and effect of a zoning ordinance must be to
reduce secondary effects and not to reduce speech.
A zoning
measure can be consistent with the First Amendment if it is likely to cause a
significant decrease [*38] in secondary effects and a trivial decrease
in the quantity of speech. It is well documented that multiple adult businesses
in close proximity may change the character of a neighborhood for the worse.
Those same businesses spread across the city may not have the same deleterious
effects. At least in theory, a dispersal ordinance causes these businesses to
separate rather than to close, so negative externalities are diminished but
speech is not.
The calculus is
a familiar one to city planners, for many enterprises other than adult
businesses also cause undesirable externalities. Factories, for example, may
cause pollution, so a city may seek to reduce the cost of that externality by
restricting factories to areas far from residential neighborhoods. With careful
urban planning a city in this way may reduce the costs of pollution for communities,
while at the same time allowing the productive work of the factories to
continue. The challenge is to protect the. activity inside while controlling
side effects outside.
Such an
ordinance might, like a speech restriction, be "content based." It might,
for example, single out slaughterhouses for specific zoning treatment,
restricting them to [*39] a particularly remote part of town. Without
knowing more, however, one would hardly presume that because the ordinance is
specific to that business, the city seeks to discriminate against it or help a
favored group. One would presume, rather, that the ordinance targets not the
business but its particular noxious side effects. But. cf. Slaughter-House Cases, 83 U.S. 36, 16 Wall. 36, 21 L. Ed. 394 (1873).
The business might well be the city's most valued enterprise; nevertheless,
because of the pollution it causes, it may warrant special zoning treatment.
This sort of singling out is not impermissible content discrimination; it is
sensible urban planning. Cf. Village of
Euclid v. Ambler Realty Co., 272 U.S. 365, 388, 71 L. Ed. 303, 47 S. Ct. 114
(1926) ("A nuisance may be merely a right thing in the wrong
place,--like a pig in the parlor instead of the barnyard. If the validity of
the legislative classification for zoning purposes be fairly debatable, the
legislative judgment must be allowed to control").
True, the First
Amendment protects speech and not slaughterhouses. But in both contexts, the
inference of impermissible discrimination is not- strong. An equally - strong
inference is that the ordinance [*40] is targeted not at the activity, but at its
side effects. If a zoning ordinance is directed to the secondary effects of
adult speech, the ordinance does not necessarily constitute impermissible
content discrimination. A zoning law need not be blind to the secondary effects
of adult speech, so long as the purpose of the law is not to suppress it.
The ordinance
at issue in this case is not limited to expressive activities. It also extends,
for example, to massage parlors, which the city has found to cause similar
secondary effects. See Los Angeles Municipal Code § § 12.70(B)(8) (1978), 12.70(B)(17) (1983), 1270(C) (1986), as
amended. This ordinance, moreover, is just one part of an elaborate web of
land-use regulations in Los Angeles, all of which are intended to promote the
social value of the land as a whole without suppressing some activities or
favoring others. See § 12.02 ("The
purpose of this article is to consolidate and coordinate all existing zoning
regulations and provisions into one comprehensive zoning plan . . . in order to
encourage the most appropriate use of land . . . and to promote the health,
safety, and the general welfare . . ."). All this further suggests that [*41] the ordinance is more in the nature of a typical land-use
restriction and less in the nature of a law suppressing speech.
For these
reasons, the ordinance is not so suspect that we must employ the usual rigorous
analysis that content based laws demand in other instances. The ordinance may
be a covert attack on speech, but we should not presume it to be so. In the
language of our First Amendment doctrine it calls for intermediate and not
strict scrutiny, as we held in Renton.
II
In Renton, the Court began by noting that a
zoning ordinance is a time, place, or manner restriction. The Court then
proceeded to consider the question whether the ordinance was "content
based." The ordinance "by its terms [was] designed to prevent crime,
protect the city's retail trade, maintain property values, and generally
protect and preserve the quality of [the city's] neighborhoods, commercial
districts, and the quality of urban life, not to suppress the expression of
unpopular views." 475 U.S. at 48
(internal quotation marks omitted). On this premise, the Court designated the
restriction "content neutral." Ibid.
The Court
appeared to recognize, however, that the designation [*42] was something of a
fiction, which, perhaps, is why it kept the phrase in quotes. After all,
whether a statute is content neutral or content based is something that can be
determined on the face of it; if the statute describes speech by content then
it is content based. And the ordinance in Renton
"treat[ed] theaters that specialize in adult films differently from other
kinds of theaters." Id., at 47.
The fiction that this sort of ordinance is content neutral--or "content
neutral"--is perhaps more confusing than helpful, as JUSTICE SOUTER
demonstrates, see post, at 4
(dissenting opinion). It is also not a fiction that has commanded our
consistent adherence. See Thomas v.
Chicago Park Dist., 534 U.S. 316, 322, 151 L. Ed. 2d 783, 122 S. Ct. 775, and
n. 2 (2002) (suggesting that a licensing scheme targeting only those
businesses purveying sexually explicit speech is not content neutral). These
ordinances are content based and we should call them so.
Nevertheless,
for the reasons discussed above, the central holding of Renton is sound: A zoning restriction that is designed to decrease
secondary effects and not speech should be subject to intermediate rather than
strict [*43] scrutiny. Generally, the government has no
power to restrict speech based on content, but there are exceptions to the
rule. See Simon & Schuster, Inc. v.
Members of N. Y. State Crime Victims Bd., 502 U.S. 105, 126-127, 116 L. Ed. 2d
476, 112 S. Ct. 501 (1991) (KENNEDY, J., concurring in judgment). And
zoning regulations do not automatically raise the specter of impermissible
content discrimination, even if they are content based, because they have a
prima facie legitimate purpose: to limit the negative externalities of land
use. As a matter of common experience, these sorts of ordinances are more like
a zoning restriction on slaughterhouses and less like a tax on unpopular
newspapers. The zoning context provides a built-in legitimate rationale, which
rebuts the usual presumption that content-based restrictions are
unconstitutional. For this reason, we apply intermediate rather than strict
scrutiny.
III
The narrow
question presented in this case is whether the ordinance at issue is invalid
"because the city did not study the negative effects of such combinations
of adult businesses, but rather relied on judicially approved statutory
precedent from other jurisdictions." Pet. for Cert. i. This question [*44] is actually two questions. First, what proposition does a city
need to advance in order to sustain a secondary-effects ordinance? Second, how
much evidence is required to support the proposition? The plurality skips to
the second question and gives the correct answer; but in my view more attention
must be given to the first.
At the outset,
we must identify the claim a city must make in order to justify a content-based
zoning ordinance. As discussed above, a city must advance some basis to show
that its regulation has the purpose and effect of suppressing secondary
effects, while leaving the quantity and accessibility of speech substantially
intact. The ordinance may identify the speech based on content, but only as a
shorthand for identifying the secondary effects outside. A city may not assert
that it will reduce secondary effects by reducing speech in the same
proportion. On this point, I agree with JUSTICE SOUTER. See post, at 5. The rationale of the
ordinance must be that it will suppress secondary effects--and not by
suppressing speech.
The plurality's
statement of the proposition to be supported is somewhat different. It suggests
that Los Angeles could reason as follows:
[*45] (1) "a concentration of operations in
one locale draws . . . a greater concentration of adult consumers to the
neighborhood, and a high density of such consumers either attracts or generates
criminal activity"; (2) "having a number of adult operations in one
single adult establishment draws the same dense foot traffic as having a number
of distinct adult establishments in close proximity"; (3) "reducing
the concentration of adult operations in a neighborhood, whether within
separate establishments or in one large establishment, will reduce crime
rates." Ante, at 8-9.
These
propositions all seem reasonable, and the inferences required to get from one
to the next are sensible. Nevertheless, this syllogism fails to capture an
important part of the inquiry. The plurality's analysis does not address how
speech will fare under the city's ordinance. As discussed, the necessary
rationale for applying intermediate scrutiny is the promise that zoning
ordinances like this one may reduce the costs of secondary effects without
substantially reducing speech. For this reason, it does not suffice to say that
inconvenience will reduce demand and fewer patrons will lead to fewer secondary
effects. [*46] This reasoning would as easily justify a
content-based tax: Increased prices will reduce demand, and fewer customers
will mean fewer secondary effects. But a content-based tax may not be justified
in this manner. See Arkansas Writers'
Project, Inc. v. Ragland, 481 U.S. 221, 95 L. Ed. 2d 209, 107 S. Ct. 1722
(1987); Forsyth County v. Nationalist
Movement, 505 U.S. 123, 120 L. Ed. 2d 101, 112 S. Ct. 2395 (1992). It is no
trick to reduce secondary effects by reducing speech or its audience; but a
city may not attack secondary effects indirectly by attacking speech.
The analysis
requires a few more steps. If two adult businesses are under the same roof, an
ordinance requiring them to separate will have one of two results: One business
will either move elsewhere or close. The city's premise cannot be the latter.
It is true that cutting adult speech in half would probably reduce secondary
effects proportionately. But again, a promised proportional reduction does not
suffice. Content-based taxes could achieve that, yet these are impermissible.
The premise,
therefore, must be that businesses--even those that have always been under one
roof--will for the most part disperse rather than shut down. True, this premise
[*47] has its own conundrum. As JUSTICE SOUTER writes, "the city. .
. claims no interest in the proliferation of adult businesses." Post, at 9. The claim, therefore, must
be that this ordinance will cause two businesses to split rather than one to
close, that the quantity of speech will be substantially undiminished, and that
total secondary effects will be significantly reduced. This must be the
rationale of a dispersal statute.
Only after
identifying the proposition to be proved can we ask the second part of the
question presented: is there sufficient evidence to support the proposition? As
to this, we have consistently held that a city must have latitude to
experiment, at least at the outset, and that very little evidence is required.
See, e.g., Renton, 475 U.S. at 51-52 ("The First Amendment does not
require a city, before enacting such an ordinance, to conduct new studies or
produce evidence independent of that already generated by other cities, so long
as whatever evidence the city relies upon is reasonably believed to be relevant
to the problem that the city addresses"); Young, 427 U.S. at 71 ("The city must be allowed a reasonable
opportunity [*48] to experiment with solutions to admittedly
serious problems"); Erie v. Pap's A.
M., 529 U.S. 277, 300-301, 146 L. Ed. 2d 265, 120 S. Ct. 1382 (2000)
(plurality opinion). As a general matter, courts should not be in the business
of second-guessing fact-bound empirical assessments of city planners. See Renton, supra, at 51-52. The Los Angeles
City Council knows the streets of Los Angeles better than we do. See Turner Broadcasting System, Inc. v. FCC, 512
U.S. 622, 665-666, 129 L. Ed. 2d 497, 114 S. Ct. 2445 (1994); Erie, supra, at 297-298 (plurality opinion).
It is entitled to rely on that knowledge; and if its inferences appear
reasonable, we should not say there is no basis for its conclusion.
In this case
the proposition to be shown is supported by a single study and common
experience. The city's study shows a correlation between the concentration of
adult establishments and crime. Two or more adult businesses in close proximity
seem to attract a critical mass of unsavory characters and the crime rate may
increase as a result. The city, therefore, sought to disperse these businesses.
Los Angeles Municipal Code § 12.70(C)
(1983), as amended. This original ordinance is not challenged [*49] here, and we may assume that it is constitutional.
If we assume
that the study supports the original ordinance, then most of the necessary
analysis follows. We may posit that two adult stores next door to each other
attract 100 patrons per day. The two businesses split apart might attract 49
patrons each. (Two patrons, perhaps, will be discouraged by the inconvenience
of the separation--a relatively small cost to speech.) On the other hand, the
reduction in secondary effects might be dramatic, because secondary effects may
require a critical mass. Depending on the economics of vice, 100 potential
customers/victims might attract a coterie of thieves, prostitutes, and other
ne'er-do-wells; yet 49 might attract none at all. If so, a dispersal ordinance
would cause a great reduction in secondary effects at very small cost to
speech. Indeed, the very absence of secondary effects might increase the
audience for the speech; perhaps for every two people who are discouraged by
the inconvenience of two-stop shopping, another two are encouraged by
hospitable surroundings. In that case, secondary effects might be eliminated at
no cost to speech whatsoever, and both the city and the speaker [*50] will have their interests well served.
Only one small
step remains to justify the ordinance at issue in this case. The city may next
infer--from its study and from its own experience--that two adult businesses
under the same roof are no better than two next door. The city could reach the
reasonable conclusion that knocking down the wall between two adult businesses
does not ameliorate any undesirable secondary effects of their proximity to one
another. If the city's first ordinance was justified, therefore, then the
second is too. Dispersing two adult businesses under one roof is reasonably
likely to cause a substantial reduction in secondary effects while reducing
speech very little.
IV
These
propositions are well established in common experience and in zoning policies
that we have already examined, and for these reasons this ordinance is not
invalid on its face. If these assumptions can be proved unsound at trial, then
the ordinance might not withstand intermediate scrutiny. The ordinance does,
however, survive the summary judgment motion that the Court of Appeals ordered
granted in this case.
DISSENT BY:
SOUTER
DISSENT:
JUSTICE SOUTER,
with whom JUSTICE STEVENS and JUSTICE GINSBURG [*51] join, and with whom
JUSTICE BREYER joins as to Part II, dissenting.
In 1977, the
city of Los Angeles studied sections of the city with high and low
concentrations of adult business establishments catering to the market for the
erotic. The city found no certain correlation between the location of those
establishments and depressed property values, but it did find some correlation
between areas of higher concentrations of such business and higher crime rates.
On that basis, Los Angeles followed the examples of other cities in adopting a
zoning ordinance requiring dispersion of adult establishments. I assume that
the ordinance was constitutional when adopted, see, e.g., Young v. American Mini
Theatres, Inc., 427 U.S. 50, 49 L. Ed. 2d 310, 96 S. Ct. 2440 (1976), and
assume for purposes of this case that the original ordinance remains valid
today. n1
- - - - - - - - - - - - - -
- - - -Footnotes- - - - - - - - - - - - - - - - - -
n1 Although amicus First Amendment Lawyers Association
argues that recent studies refute the findings of adult business correlations
with secondary effects sufficient to justify such an ordinance, Brief for First
Amendment Lawyers Association as Amicus
Curiae 21-23, the issue is one I do not reach.
- - - - - - - - - - - - - -
- - -End Footnotes- - - - - - - - - - - - - - - - - [*52]
The city
subsequently amended its ordinance to forbid clusters of such businesses at one
address, as in a mall. The city has, in turn, taken a third step to apply this
amendment to prohibit even a single proprietor from doing business in a
traditional way that combines an adult bookstore, selling books, magazines, and
videos, with an adult arcade, consisting of open viewing booths, where
potential purchasers of videos can view them for a fee.
From a policy
of dispersing adult establishments, the city has thus moved to a policy of
dividing them in two. The justification claimed for this application of the new
policy remains, however, the 1977 survey, as supplemented by the authority of
one decided case on regulating adult arcades in another State. The case
authority is not on point, see infra,
at 9, n. 4, and the 1977 survey provides no support for the breakup policy. Its
evidentiary insufficiency bears emphasis and is the principal reason that I
respectfully dissent from the Court's judgment today.
I
This ordinance
stands or falls on the results of what our cases speak of as intermediate
scrutiny, generally contrasted with the demanding standard applied under the
First Amendment [*53] to a content-based regulation of expression.
The variants of middle-tier tests cover a grab-bag of restrictive, statutes,
with a corresponding variety of justifications. While spoken of as content
neutral, these regulations are not uniformly distinct from the content-based
regulations calling for scrutiny that is strict, and zoning of businesses based
on their sales of expressive adult material receives mid-level scrutiny, even
though it raises a risk of content-based restriction. It is worth being clear,
then, on how close to a content basis adult business zoning can get, and why
the application of a middle-tier standard to zoning regulation of adult
bookstores calls for particular care.
Because
content-based regulation applies to expression by very reason of what is said,
it carries a high risk that expressive limits are imposed for the sake of
suppressing a message that is disagreeable to listeners or readers, or the
government. See Consolidated Edison Co.
of N. Y. v. Public Serv. Comm'n of N. Y., 447 U.S. 530, 536, 65 L. Ed. 2d 319,
100 S. Ct. 2326 (1980) ("When regulation is based on the content of
speech, governmental action must be scrutinized more carefully to ensure that
communication [*54] has not been prohibited merely because public
officials disapprove the speaker's views" (internal quotation marks
omitted)). A restriction based on content survives only on a showing of
necessity to serve a legitimate and compelling governmental interest, combined
with least-restrictive narrow tailoring to serve it, see United States v. Playboy Entertainment Group, Inc., 529 U.S. 803, 813,
146 L. Ed. 2d 865, 120 S. Ct. 1878 (2000); since merely protecting
listeners from offense at the message is not a legitimate interest of the
government, see Cohen v. California, 403
U.S. 15, 24-25, 29 L. Ed. 2d 284, 91 S. Ct. 1780 (1971), strict scrutiny
leaves few survivors.
The
comparatively softer intermediate scrutiny is reserved for regulations
justified by something other than content of the message, such as a straightforward
restriction going only to the time; place, or manner of speech or other
expression. It is easy to see why review of such a regulation may be relatively
relaxed. No one has to disagree with any message to find something wrong with a
loudspeaker at three in the morning, see Kovacs
v. Cooper, 336 U.S. 77, 93 L. Ed. 513, 69 S. Ct. 448 (1949); the sentiment
may not provoke, but being blasted out of a sound sleep [*55] does. In such a case,
we ask simply whether the regulation is narrowly tailored to serve a
significant governmental interest, and . . . leave[s] open ample alternative
channels for communication of the information." Clark v. Community for Creative Non-Violence, 468 U.S. 288, 293, 82 L.
Ed. 2d 221, 104 S. Ct. 3065 (1984). A middle-tier standard is also applied
to limits on expression through action that is otherwise subject to regulation
for nonexpressive purposes, the best known example being the prohibition on
destroying draft cards as an act of protest, United States v. O'Brien, 391 U.S. 367, 20 L. Ed. 2d 672, 88 S. Ct.
1673 (1968); here a regulation passes muster "if it furthers an
important or substantial governmental interest ... unrelated to the suppression
of free expression" by a restriction "no greater than is essential to
the furtherance of that interest." Id.,
at 377. As mentioned already, yet another middle-tier variety is zoning
restriction as a means of responding to the "secondary effects" of
adult businesses, principally crime and declining property values in the neighborhood.
Renton v. Playtime Theatres, Inc., 475
U.S. 41, 49, 89 L. Ed. 2d 29, 106 S. Ct. 925 (1986). n2
- - - - - - - - - - - - - -
- - - -Footnotes- - - - - - - - - - - - - - - - - -
n2 Limiting
such effects qualifies as a substantial governmental interest, and an ordinance
has been said to survive if it is shown to serve such ends without unreasonably
limiting alternatives. Renton, 475 U.S.
at 50. Because Renton called its
secondary-effects ordinance a mere time, place, or manner restriction and
thereby glossed over the role of content in secondary-effects zoning, see infra this page, I believe the soft
focus of its statement of the middle-tier test should be rejected in favor of
the United States v. O'Brien, 391 U.S.
367, 20 L. Ed. 2d 672, 88 S. Ct. 1673 (1968), formulation quoted above. O'Brien is a closer relative of
secondary-effects zoning than mere time, place, or manner regulations, as the
Court has implicitly recognized. Erie v.
Pap's A. M., 529 U.S. 277, 289, 146 L. Ed. 2d 265, 120 S. Ct. 1382 (2000).
- - - - - - - - - - - - - -
- - -End Footnotes- - - - - - - - - - - - - - - - - [*56]
Although this
type of land-use restriction has even been called a variety of time, place, or
manner regulation, id., at 46,
equating a secondary-effects zoning regulation with a mere regulation of time,
place, or manner jumps over an important difference between them. A restriction
on loudspeakers has no obvious relationship to the substance of what is
broadcast, while a zoning regulation of businesses in adult expression just as
obviously does. And while it may be true that an adult business is burdened
only because of its secondary effects, it is clearly burdened only if its
expressive products have adult content. Thus, the Court has recognized that
this kind of regulation, though called content neutral, occupies a kind of
limbo between full-blown, content-based restrictions and regulations that apply
without any reference to the substance of what is said. Id., at 47.
It would in
fact make sense to give this kind of zoning regulation a First Amendment label
of its own, and if we called it content correlated, we would not only describe
it for what it is, but keep alert to a risk of content-based regulation that it
poses. The risk lies in the fact that when a law applies [*57] selectively only to
speech of particular content, the more precisely the content is identified, the
greater is the opportunity for government censorship. Adult speech refers not
merely to sexually explicit content, but to speech reflecting a favorable view
of being explicit about sex and a favorable view of the practices it depicts; a
restriction on adult content is thus also a restriction turning on a particular
viewpoint, of which the government may disapprove.
This risk of
viewpoint discrimination is subject to a relatively simple safeguard, however.
If combating secondary effects of property devaluation and crime is truly the
reason for the regulation, it is possible to show by empirical evidence that
the effects exist, that they are caused by the expressive activity subject to
the zoning, and that the zoning can be expected either to ameliorate them or to
enhance the capacity of the government to combat them (say, by concentrating
them in one area), without suppressing the expressive activity itself. This
capacity of zoning regulation to address the practical problems without
eliminating the speech is, after all, the only possible excuse for speaking of
secondary-effects zoning [*58] as akin to time, place, or manner
regulations.
In examining
claims that there are causal relationships between adult businesses and an
increase in secondary effects (distinct from disagreement), and between zoning
and the mitigation of the effects, stress needs to be placed on the empirical
character of the demonstration available. See Metromedia, Inc. v. San Diego, 453 U.S. 490, 510, 69 L. Ed. 2d 800, 101
S. Ct. 2882 (1981) ("Judgments ... defying objective evaluation ...
must be carefully scrutinized to determine if they are only a public
rationalization of an impermissible purpose"); Young, 427 U.S. at 84 (Powell, J., concurring) ("Courts must
be alert ... to the possibility of using the power to zone as a pretext for
suppressing expression"). The weaker the demonstration of facts distinct
from disapproval of the "adult" viewpoint, the greater the likelihood
that nothing more than condemnation of the viewpoint drives the regulation. n3
- - - - - - - - - - - - - -
- - - -Footnotes- - - - - - - - - - - - - - - - - -
n3 Regulation
of commercial speech, which is like secondary-effects zoning in being subject
to an intermediate level of First Amendment scrutiny, see Central Hudson Gas & Elec. Corp. v. Public Serv. Comm'n of N. Y.,
447 U.S. 557, 569, 65 L. Ed. 2d 341, 100 S. Ct. 2343 (1980), provides an
instructive parallel in the cases enforcing an evidentiary requirement to
ensure that an asserted rationale does not cloak an illegitimate governmental
motive. See, e.g., Rubin v. Coors Brewing Co., 514 U.S. 476,
487, 131 L. Ed. 2d 532, 115 S. Ct. 1585 (1995); Edenfield v. Fane, 507 U.S. 761, 123 L. Ed. 2d 543, 113 S. Ct. 1792
(1993). The government's "burden is not satisfied by mere speculation
or conjecture," but only by "demonstrat[ing] that the harms [the
government] recites are real and that its restriction will in fact alleviate
them to a material degree." Id., at
770-771. For unless this "critical" requirement is met, Rubin, supra, at 487, "a State
could with ease restrict commercial speech in the service of other objectives
that could not themselves justify a burden on commercial expression," Edenfield, supra, at 771.
- - - - - - - - - - - - - -
- - -End Footnotes- - - - - - - - - - - - - - - - - [*59]
Equal stress
should be placed on the point that requiring empirical justification of claims
about property value or crime is not demanding anything Herculean. Increased
crime, like prostitution and muggings, and declining property values in areas
surrounding adult businesses, are all readily observable, often to the
untrained eye and certainly to the police officer and urban planner. These
harms can be shown by police reports, crime statistics, and studies of market
value, all of which are within a municipality's capacity or available from the
distilled experiences of comparable communities. See, e.g., Renton, supra, at 51; Young,
supra, at 55.
And precisely
because this sort of evidence is readily available, reviewing courts need to be
wary when the government appeals, not to evidence, but to an uncritical common
sense in an effort to justify such a zoning restriction. It is not that common
sense is always illegitimate in First Amendment demonstration. The need for
independent proof varies with the point that has to be established, and zoning
can be supported by common experience when there is no reason to question it.
We have appealed to common sense in analogous [*60] cases, even if we
have disagreed about how far it took us. See Erie v. Pap's A. M., 529 U.S. 277, 300-301, 146 L. Ed. 2d 265, 120 S.
Ct. 1382 (2000) (plurality opinion); id.,
at 313, and n. 2 (SOUTER, J., concurring in part and dissenting in part).
But we must be careful about substituting common assumptions for evidence, when
the evidence is as readily available as public statistics and municipal
property valuations, lest we find out when the evidence is gathered that the
assumptions are highly debatable. The record in this very case makes the point.
It has become a common-place, based on our own cases, that concentrating adult
establishments drives down the value of neighboring property used for other
purposes. See Renton, 475 U.S. at 51;
Young, 427 U.S. at 55. In fact,
however, the city found that general assumption unjustified by its 1977 study.
App. 39, 45.
The lesson is
that the lesser scrutiny applied to content-correlated zoning restrictions is
no excuse for a government's failure to provide a factual demonstration for
claims it makes about secondary effects; on the contrary, this is what demands
the demonstration. See, e.g., Schad v. Mount Ephraim, 452 U.S. 61, 72-74,
68 L. Ed. 2d 671, 101 S. Ct. 2176 (1981).
[*61] In this case, however, the government has not
shown that bookstores containing viewing booths, isolated from other adult
establishments, increase crime or produce other negative secondary effects in
surrounding neighborhoods, and we are thus left without substantial
justification for viewing the city's First Amendment restriction as content
correlated but not simply content based. By the same token, the city has failed
to show any causal relationship between the breakup policy and elimination or
regulation of secondary effects.
II
Our cases on
the subject have referred to studies, undertaken with varying degrees of
formality, showing the geographical correlations between the presence or concentration
of adult business establishments and enhanced crime rates or depressed property
values. See, e.g., Renton, sup ra, at
50-51; Young, supra, at 55. Although
we have held that intermediate scrutiny of secondary-effects legislation does
not demand a fresh evidentiary study of its factual basis if the published
results of investigations elsewhere are "reasonably" thought to be
applicable in a different municipal setting, Renton, supra, at 51-52, the city here took responsibility [*62] to make its own enquiry. App. 35-162. As already mentioned, the
study was inconclusive as to any correlation between adult business and lower
property values, id., at 45, and it
reported no association between higher crime rates and any isolated adult
establishments. But it did find a geographical correlation of higher
concentrations of adult establishments with higher crime rates, id., at 43, and with this study in hand,
Los Angeles enacted its 1978 ordinance requiring dispersion of adult stores and
theaters. This original position of the ordinance is not challenged today, and
I will assume its justification on the theory accepted in Young, that eliminating concentrations of adult establishments will
spread out the documented secondary effects and render them more manageable
that way.
The application
of the 1983 amendment now before us is, however, a different matter. My concern
is not with the assumption behind the amendment itself, that a conglomeration
of adult businesses under one roof, as in a minimall or adult department store,
will produce undesirable secondary effects comparable to what a cluster of
separate adult establishments brings about, ante,
at 8. [*63] That may or may not
be so. The assumption that is clearly unsupported, however, goes to the city's
supposed interest in applying the amendment to the book and video stores in
question, and in applying it to break them up. The city, of course, claims no
interest in the proliferation of adult establishments, the ostensible
consequence of splitting the sales and viewing activities so as to produce two
stores where once there was one. Nor does the city assert any interest in
limiting the sale of adult expressive material as such, or reducing the number
of adult video booths in the city, for that would be clear content-based
regulation, and the city was careful in its 1977 report to disclaim any such
intent. App. 54. n4
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n4 Finally, the
city does not assert an interest in curbing any secondary effects within the
combined bookstore-arcades. In Hart Book
Stores, Inc. v. Edmisten, 612 F.2d 821 (1979), the Fourth Circuit upheld a
similar ban in North Carolina, relying in part on a county health department
report on the results of an inspection of several of the combined adult
bookstore-video arcades in Wake County, North Carolina. Id.,
at 828-829, n. 9. The inspection revealed unsanitary conditions and
evidence of salacious activities taking place within the video cubicles. Ibid. The city introduces this case to
defend its breakup policy although it is not clear from the opinion how
separating these video arcades from the adult bookstores would deter the
activities that took place within them. In any event, while Renton v. Playtime Theatres, Inc., 475 U.S.
41, 89 L. Ed. 2d 29, 106 S. Ct. 925 (1986), allowed a city to rely on the
experiences and studies of other cities, it did not dispense with the
requirement that "whatever evidence the city relies upon [be] reasonably
believed to be relevant to the problem that the city addresses," id., at 51-52, and the evidence relied
upon by the Fourth Circuit is certainly not necessarily relevant to the Los
Angeles ordinance. Since November 1977, five years before the enactment of the
ordinance at issue, Los Angeles has regulated adult video booths, prohibiting
doors, setting minimum levels of lighting, and requiring that their interiors
be fully visible from the entrance to the premises. Los Angeles Municipal Code
§ § 103.101(i), (j). Thus, it seems less
likely that the unsanitary conditions identified in Hart Book Stores would exist in video arcades in Los Angeles, and
the city has suggested no evidence that they do. For that reason, Hart Book Stores gives no indication of
a substantial governmental interest that the ban on multiuse adult
establishments would further.
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Rather, the
city apparently assumes that a bookstore selling videos and providing viewing
booths produces secondary effects of crime, and more crime than would result
from having a single store without booths in one part of town and a video
arcade in another. n5 But the city neither says this in so many words nor
proffers any evidence to support even the simple proposition that an otherwise
lawfully located adult bookstore combined with video booths will produce any
criminal effects. The Los Angeles study treats such combined stores as one, see
id., at 81-82, and draws no general
conclusion that individual stores spread apart from other adult establishments
(as under the basic Los Angeles ordinance) are associated with any degree of
criminal activity above the general norm; nor has the city called the Court's
attention to any other empirical study, or even anecdotal police evidence, that
supports the city's assumption. In fact, if the Los Angeles study sheds any
light whatever on the city's position, it is the light of skepticism, for we
may fairly suspect that the study said nothing about the secondary effects of
freestanding stores because no effects were observed. [*65] The reasonable supposition, then, is that
'splitting some of them up will have no consequence for secondary effects
whatever. n6
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n5 The
plurality indulges the city's assumption but goes no further to justify it than
stating what is obvious from what the city's study says about concentrations of
adult establishments (but not isolated ones): the presence of several adult
businesses in one neighborhood draws "a greater concentration of adult
consumers to the neighborhood, [which] either attracts or generates criminal
activity." Ante, at 8.
n6 Renton, the Court approved a zoning
ordinance "aimed at preventing the secondary effects caused by the
presence of even one such theater in a given neighborhood." 475 U.S. at 50. The city, however, does
not appeal to that decision to show that combined bookstore-arcades isolated
from other adult establishments, like the theaters in Renton, give rise to negative secondary effects, perhaps
recognizing that such a finding would only call into doubt the sensibility of
the city's decision to proliferate such businesses. See ante, at 10. Although the question may be open whether a city can
rely on the experiences of other cities when they contradict its own studies,
that question is not implicated here, as Los Angeles relies exclusively on its
own study, which is tellingly silent on the question whether isolated adult
establishments have any bearing on criminal activity.
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The inescapable
point is that the city does not even claim that the 1977 study provides any
support for its assumption. We have previously accepted studies, like the
city's own study here, as showing a causal connection between concentrations of
adult business and identified secondary effects. n7 Since that is an acceptable
basis for requiring adult businesses to disperse when they are housed in
separate premises, there is certainly a relevant argument to be made that
restricting their concentration at one spacious address should have some effect
on sales, traffic, and effects in the neighborhood. But even if that argument
may justify a ban on adult "minimalls," ante, at 8, it provides no support for what the city proposes to do
here. The bookstores involved here are not concentrations of traditionally
separate adult businesses that have been studied and shown to have an association
with secondary effects, and they exemplify no new form of concentration like a
mall under one roof. They are combinations of selling and viewing activities
that have commonly been combined, and the plurality itself recognizes, ante, at 10, that no study conducted by
the city has reported that this [*67] type of traditional business, any more than
any other adult business, has a correlation with secondary effects in the
absence of concentration with other adult establishments in the neighborhood.
And even if splitting viewing booths from the bookstores that continue to sell
videos were to turn some customers away (or send them in search of video
arcades in other neighborhoods), it is nothing but speculation to think that
marginally lower traffic to one store would have any measurable effect on the
neighborhood, let alone an effect on associated crime that has never been shown
to exist in the first place. n8
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n7 As already
noted, n. 1, supra, amicus First
Amendment Lawyers Association argues that more recent studies show no such
thing, but this case involves no such challenge to the previously accepted
causal connection.
n8 JUSTICE
KENNEDY would indulge the city in this speculation, so long as it could show
that the ordinance will "leave the quantity and accessibility of speech
substantially intact." Ante, at
7 (opinion concurring in judgment). But the suggestion that the speculated
consequences may justify content-correlated regulation if speech is only
slightly burdened turns intermediate scrutiny on its head. Although the goal of
intermediate scrutiny is to filter out laws that unduly burden speech, this is
achieved by examining the asserted governmental interest, not the burden on
speech, which must simply be no greater than necessary to further that
interest. Pap's A. M., 529 U.S. at 301;
see also n. 2, supra. Nor has JUSTICE
KENNEDY even shown that this ordinance leaves speech "substantially
intact." He posits an example in which two adult stores draw 100
customers, and each business operating separately draws 49. Ante, at 9. It does not follow, however,
that a combined bookstore-arcade that draws 100 customers, when split, will
yield a bookstore and arcade that together draw nearly that many customers.
Given the now double outlays required to operate the businesses at different
locations, see infra, at 15, the far
more likely outcome is that the stand-alone video store will go out of
business. (Of course, the bookstore owner could, consistently with the
ordinance, continue to operate video booths at no charge, but if this were
always commercially feasible then the city would face the separate problem that
under no theory could a rule simply requiring that video booths be operated for
free be said to reduce secondary effects.)
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Nor is the
plurality's position bolstered, as it seems to think, ante, at 11, by relying on the statement in Renton, that courts should allow cities a "'reasonable
opportunity to experiment with solutions to admittedly serious problems,"'
475 U.S. at 52. The plurality
overlooks a key distinction between the zoning regulations at issue in Renton and Young (and in Los Angeles as of 1978), and this new Los Angeles
breakup requirement. In those two cases, the municipalities' substantial
interest for purposes of intermediate scrutiny was an interest in choosing
between two strategies to deal with crime or property value, each strategy tied
to the businesses' location, which had been shown to have a causal connection
with the secondary effects: the municipality could either concentrate
businesses for a concentrated regulatory strategy, or disperse them in order to
spread out its regulatory efforts. The limitations on location required no
further support than the factual basis tying location to secondary effects; the
zoning approved in those two cases had no effect on the way the owners of the
stores carried on their adult businesses beyond controlling location, [*69]
and no heavier burden than the
location limit was approved by this Court.
The Los Angeles
ordinance, however, does impose a heavier burden, and one lacking any
demonstrable connection to the interest in crime control. The city no longer
accepts businesses as their owners choose to conduct them within their own four
walls, but bars a video arcade in a bookstore, a combination shown by the
record to be commercially natural, if not universal. App. 47-51, 229-230, 242.
Whereas Young and Renton gave cities the choice between
two strategies when each was causally related to the city's interest, the
plurality today gives Los Angeles a right to "experiment" with a First
Amendment restriction in response to a problem of increased crime that the city
has never even shown to be associated with combined bookstore-arcades standing
alone. But the government's freedom of experimentation cannot displace its
burden under the intermediate scrutiny standard to show that the restriction on
speech is no greater than essential to realizing an important objective, in
this case policing crime. Since we cannot make even a best guess that the
city's breakup policy will have any effect on crime or [*70] law enforcement, we
are a very far cry from any assurance against covert content-based regulation.
n9
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n9 The
plurality's assumption that the city's "motive" in applying
secondary-effects zoning can be entirely compartmentalized from the proffer of
evidence required to justify the zoning scheme, ante, at 13, is indulgent to an unrealistic degree, as the record
in this case shows. When the original dispersion ordinance was enacted in 1978,
the city's study showing a correlation between concentrations of adult business
and higher crime rates showed that the dispersal of adult businesses was
causally related to the city's law enforcement interest, and that in turn was a
fair indication that the city's concern was with the secondary effect of higher
crime rates. When, however, the city takes the further step of breaking up
businesses with no showing that a traditionally combined business has any
association with a higher crime rate that could be affected by the breakup,
there is no indication that the breakup policy addresses a secondary effect,
but there is reason to doubt that secondary effects are the city's concern. The
plurality seems to ask us to shut our eyes to the city's failings by
emphasizing that this case is merely at the stage of summary judgment, ante, at 11, but ignores the fact that
at this summary judgment stage the city has made it plain that it relies on no
evidence beyond the 1977 study, which provides no support for the city's
action.
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And concern
with content-based regulation targeting a viewpoint is right to the point here,
as witness a fact that involves no guesswork. If we take the city's breakup
policy at its face, enforcing it will mean that in every case two
establishments will operate instead of the traditional one. Since the city
presumably does not wish merely to multiply adult establishments, it makes
sense to ask what offsetting gain the city may obtain from its new breakup
policy. The answer may lie in the fact that two establishments in place of one
will entail two business overheads in place of one: two monthly rents, two
electricity bills, two payrolls. Every month business will be more expensive
than it used to be, perhaps even twice as much. That sounds like a good
strategy for driving out expressive adult businesses. It sounds, in other
words, like a policy of content-based regulation.
I respectfully
dissent.